Distribution Governance Lead - Risk & Compliance

RiverSource Life Insurance Company; Boston (MA); On-site; USD 120,000 - 145,000; Full time

Benefits offered by this job

Health, dental, life insurance

401(k)

Vacation & sick time

In-office collaboration four days a wk

Job summary

Columbia Threadneedle Investments seeks a Senior Manager, Distribution Governance in Boston, on-site. You will guide intermediary distribution governance, serving as a liaison between business and Compliance, Legal, Risk, and Audit to ensure compliant, effective sales practices.

The role oversees the Due Diligence Oversight Forum, coordinates licensing for sales personnel, and partners with Risk and Governance to monitor regulatory developments.

Qualifications

• Strong knowledge of the financial services industry.
• Ability to develop strong business relationships in sometimes difficult circumstances.
• Strong problem-solving and independent-work capability.
• Excellent written and verbal communication for senior-leader audiences.

Responsibilities

• Partner with Compliance, Legal, Risk, and Audit to resolve issues and guide business initiatives.
• Develop and maintain policies, procedures, and training to support regulatory requirements.
• Oversee monitoring and testing across sales practices and risk controls.
• Chair the Due Diligence Oversight Forum (DDOF) and coordinate intermediary reviews and actions.

Skills

Financial services knowledge

Stakeholder relationships

Problem solving

Communication

Education

Bachelor's degree

Series 7 & 66

Job description

Columbia Threadneedle Investments seeks a Senior Manager, Distribution Governance in Boston, on-site. You will guide intermediary distribution governance, serving as a liaison between business and Compliance, Legal, Risk, and Audit to ensure compliant, effective sales practices.

The role oversees the Due Diligence Oversight Forum, coordinates licensing for sales personnel, and partners with Risk and Governance to monitor regulatory developments.