Director, Regulatory Relations & Oversight

Korn Ferry Group

Austin (TX)

On-site

USD 180,000 - 240,000

Full time

7 days ago
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Job summary

Korn Ferry is partnering with a financial technology and banking organization to recruit a Director of Regulatory Relations and Oversight. This full-time consulting engagement focuses on regulator engagement, examination coordination, and executive reporting in a complex regulatory environment.

The role requires hands-on leadership across Compliance, Risk, Legal, Operations, Product, and Technology to translate regulatory expectations into actionable work plans and to oversee remediation

Qualifications

  • Senior Manager or Director-level experience in regulatory relations, regulatory compliance, regulatory risk, or a closely related financial-services function.
  • Significant experience in financial services, banking, payments, fintech, or banking-as-a-service.
  • Direct experience interacting with banking or financial-services regulators.
  • Experience coordinating regulatory examinations, inquiries, requests, and formal responses.
  • Demonstrated experience managing regulatory findings, commitments, corrective actions, or remediation programs.
  • Working knowledge of payment platforms, payment infrastructure, and banking-as-a-service operating models.
  • Ability to interpret regulatory expectations and translate them into practical business requirements and action plans.
  • Experience developing executive and board-level presentations and regulatory status reporting.
  • Strong written communication skills, including the ability to prepare clear, accurate, and appropriately supported regulatory materials.
  • Ability to lead through influence and coordinate stakeholders across multiple business functions.
  • Strong judgment when handling confidential, sensitive, or high-impact regulatory matters.
  • Willingness and ability to operate as a hands‑on individual contributor.

Responsibilities

  • Serve as a principal point of coordination for relationships and interactions with applicable federal and state regulatory agencies.
  • Coordinate regulatory examinations, inquiries, meetings, information requests, and follow-up activities.
  • Draft, review, and manage responses to regulatory letters and other formal regulatory communications.
  • Translate regulatory expectations into clear requirements, workstreams, owners, deliverables, and deadlines.
  • Track regulatory commitments, supervisory findings, corrective actions, and remediation plans through closure.
  • Work across Compliance, Risk, Legal, Operations, Product, Technology, and other business functions to address regulatory matters.
  • Evaluate regulatory issues in the context of banking-as-a-service, payment platforms, and payment infrastructure.
  • Support the development and review of disclosures related to payment products and services.
  • Prepare concise, executive-ready presentations describing regulatory issues, exposure, progress, dependencies, and remediation status.
  • Develop materials for executive leadership and board-level audiences.
  • Identify delays, control gaps, resource constraints, and other risks that could affect regulatory commitments.
  • Escalate material regulatory issues to senior leadership with clear analysis and recommended actions.
  • Coordinate regulatory risk assessments and support governance over regulatory change.
  • Monitor emerging regulatory expectations affecting payment and financial technology businesses.
  • Strengthen regulatory governance, issue-management processes, reporting, and accountability.
  • Promote a culture of regulatory compliance and effective cross-functional ownership.

Skills

Regulatory leadership
Regulatory compliance
Regulatory risk
Executive reporting
Regulatory communications
Stakeholder coordination
Hands-on contributor

Job description

Korn Ferry is partnering with a financial technology and banking organization to recruit a Director of Regulatory Relations and Oversight. This full-time consulting engagement focuses on regulator engagement, examination coordination, and executive reporting in a complex regulatory environment.

The role requires hands-on leadership across Compliance, Risk, Legal, Operations, Product, and Technology to translate regulatory expectations into actionable work plans and to oversee remediation

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