Director, Operational Risk Management – Asset Management

PGIM, Inc.; Newark (NJ); Sur place; USD 150 000 - 210 000; Plein temps

Avantages offerts par ce poste

Medical, dental, vision insurance

PTO and parental/military leave

401(k) match up to 4%

Pension plan

Wellness programs

Education benefit

Employee stock purchase plan

Résumé du poste

PGIM, Inc. in Newark seeks a Director of Operational Risk Management to partner with control functions and promote risk awareness across Product, Marketing, Institutional and Retail teams.

The role covers internal controls and audits for the PGIM product lines and distribution channels. The candidate will oversee risk events, SOX-related processes, and audit coordination while building strong cross-functional relationships.

Qualifications

• Extensive knowledge of the asset management industry, including investment products and governance.
• Minimum of 8 years of Audit and/or Operational Risk Management experience in the Asset Management industry.
• Experience in a global organization with risk reporting, indicators, and external events analysis.
• Analytical mindset with ability to identify and mitigate key risks and perform root cause analysis.
• Strong influencing, negotiation, and stakeholder-management skills.

Responsabilités

• Conduct detailed risk assessments and control reviews for processes, products, and initiatives.
• Review errors and risk events, perform root cause analysis, identify trends, and recommend fixes.
• Report to Senior Management on key operational risks, events, and outstanding issues.
• Assist in risk aggregation and reporting; support internal audit liaison and coordination.
• Oversee SOX walkthroughs and key controls; coordinate annual fraud assessment.
• Collaborate with Product, Marketing, Institutional and Retail teams to reinforce risk ownership.

Connaissances

Risk management

Audit liaison

Root cause analysis

Communication skills

Formation

CFA or MBA

Outils

Internal Audit tools

Description du poste

PGIM, Inc. in Newark seeks a Director of Operational Risk Management to partner with control functions and promote risk awareness across Product, Marketing, Institutional and Retail teams.

The role covers internal controls and audits for the PGIM product lines and distribution channels. The candidate will oversee risk events, SOX-related processes, and audit coordination while building strong cross-functional relationships.