Director of Regulatory Risk & FR Y-14 Reporting (A/Q)

Hw3 Llc; New York (NY); On-site; USD 180,000 - 260,000; Full time

Job summary

Hw3 Llc, a partner with a global financial institution, seeks a Director of Risk Management to lead governance, framework design, and end-to-end production of Schedule L for FR Y-14A and FR Y-14Q.

The role drives strategic development of reporting infrastructure, scalability, and cross-functional integration across Risk, Finance, Technology, and Front Office teams, ensuring regulatory readiness and audit readiness.

Qualifications

• 10+ years of risk management, regulatory reporting, or CCAR/stress testing in major financial institutions.
• Deep expertise in FR Y-14A / FR Y-14Q (Schedule L).
• Proven track record designing regulatory data architectures, control frameworks, and operating models.
• Strong leadership with experience managing audit interactions and cross-functional initiatives.

Responsibilities

• Reporting Ownership: Lead end-to-end preparation, governance, and submission of FR Y-14A / FR Y-14Q Schedule L.
• Framework & Architecture: Build and maintain a robust regulatory reporting framework covering data sourcing, calculation engines, control testing, and documentation.
• Cross-Functional Collaboration: Partner with Technology to enhance data pipelines and lead stakeholder sign-offs across Risk and Front Office.
• Governance & Regulatory Relations: Manage regulatory exams, audit findings, and issue remediation related to capital stress testing processes.

Skills

Risk management

Regulatory reporting

Leadership

Cross-functional collaboration

FR Y-14A / FR Y-14Q

Job description

Hw3 Llc, a partner with a global financial institution, seeks a Director of Risk Management to lead governance, framework design, and end-to-end production of Schedule L for FR Y-14A and FR Y-14Q.

The role drives strategic development of reporting infrastructure, scalability, and cross-functional integration across Risk, Finance, Technology, and Front Office teams, ensuring regulatory readiness and audit readiness.