Director of FR Y-14 Schedule L Reporting

SMBC Group; New York (NY); Hybrid; USD 178,000 - 231,000; Full time

Job summary

SMBC Group in the United States seeks a Director of Risk Management to lead governance, design the Schedule L framework for FR Y-14Q and FR Y-14A reporting, and ensure timely, well-controlled submissions.

The role coordinates risk, finance, technology, and front office inputs, builds scalable data pipelines, and governs data validation, issue remediation, and attestations with senior stakeholders. It offers a hybrid work model and requires extensive regulatory reporting expertise.

Qualifications

• 10+ years in risk management or regulatory reporting within a large financial institution.
• Deep familiarity with FR Y-14A / FR Y-14Q reporting requirements, particularly Schedule L.
• Experience building reporting frameworks, data processes, and regulatory infrastructure.
• Proven ability to work across Risk, Finance, Technology, and Front Office.

Responsibilities

• Own the end-to-end preparation and submission of Schedule L for FR Y-14Q regulatory stressed and unstressed submissions along with FRY-14A reporting
• Establish and maintain a comprehensive reporting framework covering data sourcing, calculations, controls, documentation, and submission timelines.
• Ensure compliance with regulatory guidance and evolving supervisory expectations.
• Design and implement a scalable operating model for Schedule L production.
• Partner with Technology to develop or enhance systems and data pipelines supporting regulatory reporting.
• Implement governance processes for data validation, issue management, and documentation.
• Coordinate attestations and sign-offs from key stakeholders across Risk and Front Office.
• Act as a central point of contact for questions related to Schedule L methodology, assumptions, and reporting requirements.
• Address findings and implement remediation actions related to reporting processes and controls.

Skills

Regulatory reporting

FR Y-14A/Q familiarity

Cross-functional collaboration

Project management

Tools

FRY-14 reporting tools

Data governance tools

Job description

SMBC Group in the United States seeks a Director of Risk Management to lead governance, design the Schedule L framework for FR Y-14Q and FR Y-14A reporting, and ensure timely, well-controlled submissions.

The role coordinates risk, finance, technology, and front office inputs, builds scalable data pipelines, and governs data validation, issue remediation, and attestations with senior stakeholders. It offers a hybrid work model and requires extensive regulatory reporting expertise.