Corporate Actions Vice President

Social Capital Resources; New York (NY); On-site; USD 95,000 - 125,000; Full time

Job summary

Social Capital Resources is seeking a Corporate Actions Associate for a permanent role in New York. You will handle voluntary and mandatory reorgs, cost basis reporting (CBSR) and tax lots, and ensure timely, accurate processing while mitigating operational risk.

Candidates should have 5+ years in corporate actions, including 3+ years in voluntary reorgs, plus DTC/broker-dealer experience. The role focuses on end-to-end processing, strict deadlines, and risk controls in a fast-paced financial

Qualifications

• Minimum 5 years in Reorg / Corporate Actions with at least 3 years in Voluntary Reorg.
• Experience with Cost Basis Reporting, CBSR and Tax Lots.
• Experience with DTC Corp Actions processing functions and broker dealer operations.

Responsibilities

• Process Voluntary events, Mandatory events, Fixed Income, Class Actions, Bankruptcy, Proxy and physical securities processing
• Responsible for Cost Basis Reporting, CBSR and Tax Lots
• Perform various reorg events ensuring payments are made timely and accurately, as well as mitigate risk and exposure to the firm
• Monitor deadlines and critical cut-offs to ensure instructions are processed accordingly
• Demonstrate the ability to identify potential risk scenarios and controls to minimize operational risk

Skills

Corporate Actions

Reorg

Voluntary Reorg

Cost Basis Reporting

CBSR

Tax Lots

DTC Corp Actions

Broker-Dealer Ops

Job description

Top-Tier Financial Services Company is seeking a permanent Corporate Actions Associate!

Responsibilities:

• Process Voluntary events, Mandatory events, Fixed Income, Class Actions, Bankruptcy, Proxy and physical securities processing
• Responsible for Cost Basis Reporting, CBSR and Tax Lots
• Perform various reorg events ensuring payments are made timely and accurately, as well as mitigate risk and exposure to the firm
• Monitor deadlines and critical cut-offs to ensure instructions are processed accordingly
• Demonstrate the ability to identify potential risk scenarios and controls to minimize operational risk

Requirements / Qualifications:

• Minimum 5 years in Reorg / Corporate Actions with at least 3 years in Voluntary Reorg
• Experience with Cost Basis Reporting, CBSR and Tax Lots
• Experience with DTC Corp Actions processing functions and broker dealer operations