Corporate Actions Vice President

Social Capital Resources; New York (NY); On-site; USD 85,000 - 115,000; Full time

Job summary

Top-Tier Financial Services Company is seeking a permanent Corporate Actions Associate to join the operations team in New York. You will handle a range of events including voluntary and mandatory corporate actions, fixed income, proxies, and settlements, ensuring accuracy and timeliness.

The role emphasizes risk awareness, deadlines, and controls to minimize operational risk while delivering compliant processing and accurate tax lot reporting.

Qualifications

• Minimum 5 years in Reorg / Corporate Actions, with at least 3 years in Voluntary Reorg.
• Experience with Cost Basis Reporting, CBSR and Tax Lots.
• Experience with DTC Corporate Actions processing functions and broker-dealer operations.

Responsibilities

• Process voluntary, mandatory, fixed income, class actions, bankruptcy, proxy and physical securities.
• Responsible for Cost Basis Reporting, CBSR and Tax Lots.
• Perform various reorg events ensuring payments are timely and accurate, and mitigate risk.
• Monitor deadlines and critical cut-offs to ensure instructions are processed.
• Identify potential risk scenarios and controls to minimize operational risk.

Skills

Corporate Actions

Risk management

Attention to deadlines

Tools

CBSR

DTC processing

Job description

Top-Tier Financial Services Company is seeking a permanent Corporate Actions Associate!

Responsibilities:

• Process Voluntary events, Mandatory events, Fixed Income, Class Actions, Bankruptcy, Proxy and physical securities processing
• Responsible for Cost Basis Reporting, CBSR and Tax Lots
• Perform various reorg events ensuring payments are made timely and accurately, as well as mitigate risk and exposure to the firm
• Monitor deadlines and critical cut-offs to ensure instructions are processed accordingly
• Demonstrate the ability to identify potential risk scenarios and controls to minimize operational risk

Requirements / Qualifications:

• Minimum 5 years in Reorg / Corporate Actions with at least 3 years in Voluntary Reorg
• Experience with Cost Basis Reporting, CBSR and Tax Lots
• Experience with DTC Corp Actions processing functions and broker dealer operations