Financial Controller

Right Executive Search, LLC

Town of Bedford (NY)

On-site

USD 160,000 - 225,000

Full time

14 days+

Application generator

An application made for this job — a tailored resume and cover letter that speak straight to the posting.

Get past ATS filters

Benefits offered by this job

Medical insurance

401(k)

Paid maternity leave

Job summary

A financial services firm in New York is seeking an experienced Controller to manage accounting operations and ensure SEC compliance. This role requires a strong analytical mindset and ownership of detailed accounting tasks while supporting strategic initiatives. Ideal candidates will have over 7 years of experience, ideally within wealth management or family office settings and possess both a degree in Accounting or Finance and CPA certification.

Qualifications

7+ years of relevant experience in accounting and finance.
Experience in wealth management industry preferred.
Strong attention to detail and accuracy.

Responsibilities

Oversee day-to-day accounting operations.
Prepare monthly and annual financial statements.
Ensure compliance with SEC regulations.

Skills

Accounting

Financial reporting

SEC compliance

Financial modeling

Analytical mindset

Education

Bachelor’s degree in Accounting or Finance

CPA

Tools

Accounting software

Financial modeling tools

Job description

Controller (RIA) (Public Accountants welcome)

21 hours ago Be among the first 25 applicants

Get AI-powered advice on this job and more exclusive features.

Right Executive Search, LLC provided pay range

This range is provided by Right Executive Search, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$160,000.00/yr - $225,000.00/yr

Additional compensation types

Annual Bonus

Controller

RIA / Wealth Management / Family Offices (Financial Services)

Please note: Public accountants (audit/assurance) with financial services client experience are encouraged to apply.

Our client is a well-regarded and rapidly growing Registered Investment Advisor (RIA) and select Multi Family Office (MFO) known for its personalized approach, deep client relationships, and commitment to serving the complex needs of high-net-worth individuals and families. The firm currently manages over $1.5 billion in assets on behalf of its clients.

The firm is seeking an experienced, hands-on Controller to lead and manage all aspects of accounting operations, including financial reporting, budgeting, SEC compliance, and internal controls. This individual will serve as a strategic partner to the firm’s leadership team, providing financial insights and oversight to support ongoing growth initiatives. This roll‑up‑your‑sleeves position is not managing a team but offers direct ownership of the details while contributing strategically. The role will also provide key support to the Family Office Services (FOS) team, assisting with the accounting and financial planning needs of select ultra‑high‑net‑worth clients. This is an exceptional opportunity for professional growth with a clear path to increased leadership responsibility.

Responsibilities of the Controller

Oversee day‑to‑day accounting operations, including accounts payable, accounts receivable, bank reconciliations, and general ledger entries
Prepare monthly, quarterly, and annual financial statements
Manage the firm’s budget and cash flow projections
Oversee the firm’s tax filings
Maintain accurate and up‑to‑date financial records, including preparation of a monthly reporting package for the partners
Implement and maintain strong internal controls

SEC Compliance

Ensure compliance with all applicable SEC regulations, including Form ADV filings and other required disclosures
Monitor and address any regulatory changes that may impact the firm’s operations
Advise the firm on regulatory matters related to accounting and finance
Collaborate with the current compliance vendor to ensure best practices and provide additional support

Family Office Support

Assist the Family Office Services team with the accounting and financial planning needs of select high‑net‑worth clients, including:
Providing financial modeling and budgeting support

Other Duties as Assigned

Serve as a thought partner to the executive team, providing insights on growth opportunities, operational efficiencies, risk management, and long‑term financial strategy; working on the business, not just in the business
Participate in special projects and ad hoc analyses as needed
Assist with the implementation of new accounting systems and technologies

Qualifications of the Controller

Bachelor’s degree in Accounting or Finance
CPA is a plus
7+ years of relevant experience in accounting and finance, with experience that ideally includes working within the wealth management industry at an RIA or family office (if public accounting industry, experience servicing clients that are RIAs or family offices is preferred)
Experience within a smaller, rapidly growing firm is preferred
Analytical mindset with proven ability to balance tactical, hands‑on management of daily accounting operations with high‑level strategic thinking; must be capable of rolling up sleeves on day‑to‑day needs while also serving as a thought partner to the executive team
Proficiency with accounting software and financial modeling tools
Demonstrated experience navigating SEC compliance within a family office or wealth management setting is a plus
Organized with strong attention to detail and accuracy
Ability to work independently and collaboratively
Proactive and results‑oriented with the ability to meet deadlines
A passion for continuous learning, professional growth, and contributing to company success
Positive attitude, exceptional communication skills, team mentality, high EQ, and natural curiosity