Company Summary
Our client is a fast-growing fintech organization focused on helping financial advisors deliver a broader range of financial solutions to their clients. Through a combination of technology, financial products, and advisor-focused services, the company enables wealth management firms to better serve client needs while driving business growth. Backed by a well-established financial institution and entering an exciting new phase of expansion, the organization offers the stability of an established business alongside the pace and innovation of a high-growth company.
Responsibilities
- Lead the day-to-day accounting function, including month-end close, financial reporting, reconciliations, and internal controls.
- Oversee GAAP financial statement preparation, regulatory reporting, and compliance requirements across the organization and its regulated entities.
- Manage relationships with external auditors, tax advisors, compliance partners, and other third-party stakeholders.
- Monitor cash flow, liquidity, working capital, and key financial metrics while providing insights to executive leadership.
- Partner closely with finance and business leaders to align accounting, reporting, budgeting, forecasting, and KPI reporting.
- Evaluate and implement new accounting standards, strengthen reporting processes, and maintain a strong control environment.
- Lead process improvement, automation, and systems initiatives to create a scalable accounting infrastructure.
- Support strategic projects, organizational transitions, and growth initiatives while assessing financial, operational, and regulatory risks.
- Hire, develop, and mentor accounting staff as the finance organization continues to grow.
Requirements
- Bachelor's degree in Accounting, Finance, or a related field; CPA or similar designation preferred.
- 10+ years of accounting experience, ideally within financial services, fintech, wealth management, broker-dealer, banking, or other regulated industries.
- Prior experience leading accounting teams and managing staff in a dynamic, growth-oriented environment.
- Strong knowledge of U.S. GAAP, financial reporting, audits, internal controls, and accounting operations.
- Experience with SEC, FINRA, broker-dealer, capital, or regulatory reporting requirements is highly preferred.
- Track record of partnering with auditors, compliance teams, tax advisors, and senior leadership.
- Experience driving process improvements, automation initiatives, and scalable reporting environments.
- Strong analytical, organizational, problem-solving, and communication skills, with the ability to influence stakeholders across the business.
- Experience within a PE-backed, high-growth, or transformational environment is a plus.