Compliance Training & Policy Governance Associate

Sumitomo Mitsui Trust Bank Limited New York Branch; New York (NY); On-site; USD 42,000 - 150,000; Full time

Job summary

Bank of China seeks an Associate of Compliance Training within the LCD Governance Team in New York. You will manage LCD policies and procedures, ensure regulatory alignment, and collaborate across teams to analyze training data and drive improvements in compliance programs.

The role calls for at least 3 years in banking/financial services with a focus on learning and development, plus knowledge of US BSA/AML/OFAC rules. ACAMS certification is preferred.

Qualifications

• Bachelor’s degree is required; Master’s Degree preferred.
• Minimum 3 years of banking/financial services experience in learning and development.
• Knowledge of U.S. banking regulations and compliance practices on BSA, AML and OFAC.
• ACAMS certification preferred.

Responsibilities

• Manage lifecycle of LCD policies and procedures, including reviews and updates.
• Monitor regulatory developments and assess impact on policies.
• Coordinate with stakeholders to implement policy changes.
• Draft LCD bulletins and announcements for business lines.
• Prepare audit-ready documentation and respond to requests.
• Support training program planning and KPI analysis.
• Compile reporting materials for working groups and senior management.
• Assist with ad-hoc compliance initiatives and newsletters.

Education

Bachelor's degree

Master's Degree preferred

US banking regulations knowledge

Job description

Bank of China seeks an Associate of Compliance Training within the LCD Governance Team in New York. You will manage LCD policies and procedures, ensure regulatory alignment, and collaborate across teams to analyze training data and drive improvements in compliance programs.

The role calls for at least 3 years in banking/financial services with a focus on learning and development, plus knowledge of US BSA/AML/OFAC rules. ACAMS certification is preferred.