Compliance & Quality Control Associate — Financial Services

Automatic Data Processing, Inc.; Naperville (IL); On-site; USD 29,000 - 31,000; Full time

Benefits offered by this job

Generous Time Off

401(k) Match

Medical

Dental and Vision

Tuition Reimbursement

Pet Insurance

Job summary

DuPage Credit Union in Naperville, IL is hiring for a Compliance Associate to support the credit union's compliance and quality control programs. The role involves conducting reviews, monitoring regulatory requirements, and assisting with internal policies to protect members and assets.

Responsibilities include audits, monitoring member complaint activity, BSA/AML/CIP compliance, and regulatory reporting. The position emphasizes risk mitigation and operational integrity within a team-focused

Qualifications

• High school diploma or equivalent required; associate degree in Business, Finance, Accounting, or related field preferred.

Responsibilities

• Conduct compliance reviews, quality control audits, and monitoring activities to ensure adherence to internal policies, federal and state regulations, and industry requirements.
• Monitor, analyze, and report member complaint activity, identifying potential compliance risks, UDAAP concerns, emerging trends, and opportunities for process improvement.
• Perform daily reviews of member service applications and operational activities to ensure accuracy, completeness, and compliance with applicable regulations and credit union standards.
• Support the administration of compliance programs, including BSA/AML, CIP, and consumer compliance requirements, while assisting with regulatory reporting and audit preparation.
• Prepare accurate and timely reports, communicate findings and recommendations to management, and collaborate with departments across the organization to strengthen controls and mitigate risk.

Skills

Analytical skills

Organizational skills

Communication skills

Education

High school diploma

Associate degree preferred

Job description

DuPage Credit Union in Naperville, IL is hiring for a Compliance Associate to support the credit union's compliance and quality control programs. The role involves conducting reviews, monitoring regulatory requirements, and assisting with internal policies to protect members and assets.

Responsibilities include audits, monitoring member complaint activity, BSA/AML/CIP compliance, and regulatory reporting. The position emphasizes risk mitigation and operational integrity within a team-focused