Compliance & Operations Specialist, Private Asset Manager

Star Mountain Capital; Tampa (FL); On-site; USD 65,000 - 90,000; Full time

Benefits offered by this job

50% coverage on gym memberships

Cell phone stipend

Tuition support for job-related designations

Learning and development opportunities

Job summary

A growing investment firm in Tampa is seeking a Compliance Operations Specialist. This role supports the compliance program and operations functions across the firm's multi-vehicle platform. Key responsibilities include managing regulatory filings, executing compliance testing, and partnering with teams on financial controls. Ideal candidates have a background in compliance or legal within private equity or alternative asset management. The firm offers a competitive benefits package and opportunities for wealth creation.

Qualifications

• 2+ years of compliance, regulatory, or legal experience.
• Experience supporting regulatory exams.
• Working knowledge of the Investment Advisers Act.

Responsibilities

• Support compliance program under regulatory frameworks.
• Execute compliance testing and monitoring.
• Manage regulatory filings like Form ADV and Form PF.

Skills

Compliance knowledge

Regulatory understanding

Strong judgement

Education

2+ years of relevant experience

Job description

A growing investment firm in Tampa is seeking a Compliance Operations Specialist. This role supports the compliance program and operations functions across the firm's multi-vehicle platform. Key responsibilities include managing regulatory filings, executing compliance testing, and partnering with teams on financial controls. Ideal candidates have a background in compliance or legal within private equity or alternative asset management. The firm offers a competitive benefits package and opportunities for wealth creation.