Compliance Manager - AML Investigations

NEAR; San Jose (CA); Hybrid; USD 107,000 - 161,000; Full time

Job summary

A leading crypto exchange is seeking an AML Investigations Team Lead in San Jose. The successful candidate will manage a team's efforts in compliance, focusing on financial crime investigations and regulatory adherence. This role offers a competitive salary with numerous perks and the chance to work within a dynamic industry that reshapes financial freedom.

Benefits

Competitive total compensation package

L&D programs and Education subsidy

Various team building programs

Wellness and meal allowances

Comprehensive healthcare schemes

Qualifications

• 4+ years of AML investigation experience in financial services.
• 2+ years of leadership experience.
• Excellent command of spoken and written English.

Responsibilities

• Lead and manage a team of AML investigators.
• Conduct thorough reviews of investigations.
• Monitor team performance metrics and implement improvements.

Skills

Analytical skills

Communication skills

Interpersonal skills

Education

Relevant industry certifications (e.g., CAMS)

Tools

Chainalysis

Job description

Who We Are

At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er.

About the Opportunity

The Compliance function at OKX is responsible for the overall compliance culture at the company. We're a team of risk-minded problem solvers who advise the business on the company's regulatory obligations and enterprise risk.

The successful candidate will have prior AML transaction monitoring and investigations experience in the financial services, FinTech or cryptocurrency industries. You will help detect unusual activity, suspicious/illegal behaviors and patterns, as well as assist in projects focused on preventing and detecting financial crimes.

As part of the AML Investigations team, you’ll be be responsible for conducting a variety of tasks such as investigations, conducting enhanced due diligence, preparing narrative information for SAR filings, and participating in ad-hoc projects as needed. You will utilize internal and external investigative resources and apply logical research techniques.

What You’ll Be Doing

Lead and manage a small team of AML investigators, providing guidance, mentorship, and support to ensure high-quality performance.

Conduct thorough and constructive secondary reviews of the investigators' work to ensure accuracy, adherence to policies, and regulatory compliance.

Foster a collaborative and positive team environment, promoting knowledge sharing and continuous learning.

Serve as a point of escalation for complex cases, providing expert guidance and making decisions to resolve issues effectively.

Monitor team performance metrics and implement improvement strategies as needed to achieve operational goals.

Work with other team leads and AML managers to streamline processes and enhance the effectiveness of the AML investigations team.

What We Look For In You

4+ years experience in conducting AML related account activity analysis, due-diligence, and investigations in a financial services institution with at least 2 years leadership experience.

Strong writing, analytical and communications skills. Must be able to execute tasks within tight deadlines.

Strong interpersonal skills are necessary to work effectively with colleagues across regions and business units.

Should be a self-starter, organized, detail oriented, and results driven.

Excellent command of spoken and written English is required.

Nice to Haves

Prior experience working in a multi-national or matrix environment.

Knowledge with AML/CFT/Sanctions, money transmission regulations, and industry best practices.

Familiarity with commonly used transaction monitoring & reporting tool(s), such as Chainalysis.

Relevant industry certifications, e.g., CAMS.

Cryptocurrency experience is a plus.

Perks & Benefits

Competitive total compensation package

L&D programs and Education subsidy for employees' growth and development

Various team building programs and company events

Wellness and meal allowances

Comprehensive healthcare schemes for employees and dependants

More that we love to tell you along the process!

OKX Statement:

The salary range for this position is $107,000 to $160,500. The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via OKX internal or external careers site.

OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider employment-qualified applicants with arrest and conviction records.

#LI-SHONE #LI-HYBRID