Compliance Examiner: Risk & Regulatory Oversight

U.S. Bank

Irving (IA)

On-site

USD 82,000 - 96,000

Full time

9 days ago

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Benefits offered by this job

Healthcare
Life Insurance
Disability Insurance
401(k)

Job summary

U.S. Bank is seeking a risk/compliance professional to partner with the assigned Lines of Business and RCA professionals to implement and oversee an effective risk management framework.

The role entails identifying gaps, informing solutions to minimize losses from inadequate internal processes, and escalating risks as needed. You will serve as a functional liaison between the Line of Business and the Lines of Defense, lead projects, and apply strong analytical and communication skills to drive

Qualifications

  • Bachelor's degree or equivalent work experience.
  • Series 7 required; Series 63 or 66 registrations required.

Responsibilities

  • Partner with assigned Line of Business and RCA teams to implement and oversee an effective risk management framework.
  • Participate in projects ensuring compliance with federal, state, and local laws and regulations.

Skills

Compliance knowledge
Decision making
Team collaboration
Organizational skills
Problem solving
Leadership
Regulatory awareness

Education

Bachelor's degree

Tools

Microsoft Office

Job description

U.S. Bank is seeking a risk/compliance professional to partner with the assigned Lines of Business and RCA professionals to implement and oversee an effective risk management framework.

The role entails identifying gaps, informing solutions to minimize losses from inadequate internal processes, and escalating risks as needed. You will serve as a functional liaison between the Line of Business and the Lines of Defense, lead projects, and apply strong analytical and communication skills to drive

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