Compliance Consultant, Registered Products - Remote

Symetra; United States; Hybrid; USD 85,000 - 143,000; Full time

Job summary

An established industry player is seeking a Compliance Consultant to join their dynamic team. In this pivotal role, you will leverage your extensive compliance knowledge to support initiatives related to registered insurance products, including annuities. You will lead compliance projects, mentor junior analysts, and engage with regulators while advising business management on compliance matters. This position offers the flexibility of full-time or hybrid arrangements, along with a comprehensive benefits package. If you are passionate about compliance and eager to contribute to a culture of inclusion and innovation, this opportunity is perfect for you.

Benefits

Flexible telecommuting arrangements

401(k) plan with company matching

Paid time off including vacation and sick time

Community impact matching program

Qualifications

• 10+ years experience in insurance compliance with knowledge of registered products.
• Strong analytical, communication, and organizational skills required.

Responsibilities

• Lead compliance projects and oversee junior analysts.
• Advise management on compliance issues and engage with regulators.

Skills

Insurance Compliance

Analytical Skills

Communication Skills

Presentation Skills

Organizational Skills

Executive Judgment

Education

High School Diploma

College Degree or Equivalent Work Experience

Tools

SEC Rule 38a-1

SEC Form N-4

FINRA Series 6/7

FINRA Series 26/24

Job description

Symetra has an exciting opportunity to join our Compliance team as a Compliance Consultant!

About the role

As a Compliance Consultant, you will bring extensive industry and compliance knowledge to support company initiatives related to registered insurance products including annuities. Responsibilities may include the identification and assessment of compliance issues and the development of recommendations to promote long-term disciplined growth. Position also requires training and coaching of other compliance personnel.

What you will do

• Serve as lead Compliance representative supporting a wide range of projects for lines of business and/or with multi-disciplinary teams
• Lead technically demanding compliance projects with minimal supervision
• Oversee junior analysts on specific projects and ensure timely completion of tasks
• Engage with regulators as needed
• Advise business management on compliance issues with limited direction and assists business management in development of practices and procedures
• Partner with compliance leaders to manage internal relationships and reports relevant concerns to senior management
• Stay current on industry issues and regulatory developments relevant to assigned areas
• Perform ad hoc research and analysis for senior management

What we offer you

We don’t take a “one-size-fits-all” approach when it comes to our employees. Our programs are designed to make your life better both at work and at home.

• Flexible full-time or hybrid telecommuting arrangements
• Plan for your future with our 401(k) plan and take advantage of immediate vesting and company matching up to 6%
• Paid time away including vacation and sick time, flex days and ten paid holidays
• Give back to your community and double your impact through our company matching
• Want more details? Check out our Symetra Benefits Overview

Compensation

$85,400 - $142,300 annually plus eligibility for Company Annual Bonus

Who you are

• High school diploma required
• College degree or equivalent work experience
• At least 10 years experience with insurance compliance, including knowledge of registered product compliance
• Experience with SEC Rule 38a-1 and SEC Form N-4
• Excellent analytical, communication, presentation, and organizational skills and executive judgment
• FINRA Series 6/7 and 26/24
• Broad understanding of business operations and of the related legislative, regulatory, and related in-house company policy requirements

We empower inclusion

At Symetra, we aspire to be the most inclusive insurance company in the country. We’re building a place where every employee feels valued, respected, and has opportunities to contribute. Inclusion is about recognizing our assumptions, considering multiple perspectives, and removing barriers.

We accept and celebrate diverse experiences, identities, and perspectives, because lifting each other up fuels thought and builds a stronger, more innovative company.

Creating a world where more people have access to financial freedom

Symetra is a national financial services company dedicated to helping people achieve their financial goals and feel confident about the future. In our daily work, we’re guided by the principles of Value, Transparency and Sustainability. This means we provide products and services people need at a competitive price, we communicate clearly and openly so people understand what they’re buying, and we design products—and operate our company—to stand the test of time. We’re committed to showing up for our communities, lifting up our employees, and standing up for diversity, equity and inclusion (DEI). Join our team and help us create a world where more people have access to financial freedom.

For more information about our careers visit: https://symetra.eightfold.ai/careers

Work Authorization

Employer work visa sponsorship and support are not provided for this role. Applicants must be currently authorized to work in the United States at hire and must maintain authorization to work in the United States throughout their employment with our company.

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