Compliance Consultant, Registered Products - Remote

Symetra; United States; Remote; USD 85,000 - 143,000; Full time

Job summary

Join a forward-thinking company as a Compliance Consultant where your expertise in insurance compliance will drive initiatives for registered products. This role involves leading complex projects, mentoring junior staff, and collaborating with various teams to ensure compliance with industry regulations. With a commitment to innovation and employee well-being, the company offers flexible working arrangements and a supportive environment. If you are passionate about compliance and want to make a significant impact, this is the perfect opportunity for you.

Benefits

Flexible Telecommuting Arrangements

401(k) Plan with Company Matching

Paid Time Off including Vacation and Sick Time

Community Engagement Programs

Comprehensive Benefits Package

Qualifications

• 10+ years experience in insurance compliance with registered products.
• Strong understanding of regulatory requirements and business operations.

Responsibilities

• Lead compliance projects and oversee junior analysts.
• Engage with regulators and advise management on compliance issues.

Skills

Insurance Compliance

Analytical Skills

Communication Skills

Presentation Skills

Organizational Skills

Education

High School Diploma

College Degree or Equivalent Work Experience

Tools

SEC Rule 38a-1

SEC Form N-4

FINRA Series 6/7 and 26/24

Job description

Symetra has an exciting opportunity to join our Compliance team as aCompliance Consultant!

About the role

As a Compliance Consultant, you will bring extensive industry and compliance knowledge to support company initiatives related to registered insurance products including annuities. Responsibilities may include the identification and assessment of compliance issues and the development of recommendations to promote long-term disciplined growth. Position also requires training and coaching of other compliance personnel.

What you will do

• Serve as lead Compliance representative supporting a wide range of projects for lines of business and/or with multi-disciplinary teams


• Lead technically demanding compliance projects with minimal supervision


• Oversee junior analysts on specific projects and ensure timely completion of tasks


• Engage with regulators as needed


• Advise business management on compliance issues with limited direction and assists business management in development of practices and procedures


• Partner with compliance leaders to manage internal relationships and reports relevant concerns to senior management


• Stay current on industry issues and regulatory developments relevant to assigned areas


• Perform ad hoc research and analysis for senior management

Why work at Symetra

"If you want to work for a company that is always considering its employees while working towards sustainable growth this is that company. Within Symetra, there is always innovation, empowerment, and growth opportunities, all while providing us with a great work/life balance and incredible benefits for a very reasonable cost!" - Cindy G., Program Manager

"We're big enough to make an impact on the country, but small enough to care and know who you are and what you're contributing to the organization. All new ideas are welcome!" Stephanie F., VP Customer Service & Operations

"If you're looking for a place to call home, grow professionally and personally and most importantly, be yourself, Symetra is the right fit." - Daniel P., Senior Underwriter

What we offer you

We don't take a "one-size-fits-all" approach when it comes to our employees. Our programs are designed to make your life better both at work and at home.

• Flexible full-time or hybrid telecommuting arrangements


• Plan for your future with our 401(k) plan and take advantage of immediate vesting and company matching up to 6%


• Paid time away including vacation and sick time, flex days and ten paid holidays


• Give back to your community and double your impact through our company matching


• Want more details? Check out our Symetra Benefits Overview

Compensation

$85,400 - $142,300 annually plus eligibility for Company Annual Bonus

Who you are

• High school diploma required


• College degree or equivalent work experience


• At least 10 years experience with insurance compliance, including knowledge of registered product compliance


• Experience with SEC Rule 38a-1 and SEC Form N-4


• Excellent analytical, communication, presentation, and organizational skills and executive judgment


• FINRA Series 6/7 and 26/24


• Broad understanding of business operations and of the related legislative, regulatory, and related in-house company policy requirements

We empower inclusion

At Symetra, we aspire to be the most inclusive insurance company in the country. We're building a place where every employee feels valued, respected, and has opportunities to contribute. Inclusion is about recognizing our assumptions, considering multiple perspectives, and removing barriers.

We accept and celebrate diverse experiences, identities, and perspectives, because lifting each other up fuels thought and builds a stronger, more innovative company. We invite you to learn more about our efforts here.

Creating a world where more people have access to financial freedom

Symetra is a national financial services company dedicated to helping people achieve their financial goals and feel confident about the future. In our daily work, we're guided by the principles of Value, Transparency and Sustainability. This means we provide products and services people need at a competitive price, we communicate clearly and openly so people understand what they're buying, and we design products-and operate our company-to stand the test of time. We're committed to showing up for our communities, lifting up our employees, and standing up for diversity, equity and inclusion (DEI). Join our team and help us create a world where more people have access to financial freedom.

For more information about our careers visit: https://symetra.eightfold.ai/careers

Work Authorization

Employer work visa sponsorship and support are not provided for this role. Applicants must be currently authorized to work in the United States at hire and must maintain authorization to work in the United States throughout their employment with our company.

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