Compliance Auditor II: Banking Regulatory Controls

QCR Holdings, Inc.; Des Moines (IA); On-site; USD 59,000 - 72,000; Full time

Benefits offered by this job

Health insurance

Dental insurance

Vision insurance

401K

Paid time off

Employee stock purchase plan

Job summary

QCR Holdings, Inc. is seeking a Compliance Auditor II to assist in completing the regulatory compliance audit schedule for the company and its subsidiaries.

The role involves performing operational, functional, and compliance audits and testing, and working closely with audit staff and bank management to ensure timely completion of audits. Responsibilities include interviewing managers, compiling data, testing controls, drafting audit reports, and recommending changes based on fieldwork and

Qualifications

• Bachelor’s degree in business or related work experience; strong banking/compliance/auditing background preferred.
• Minimum of 2 years bank regulatory compliance experience, preferably with bank regulatory compliance auditing.
• CCBCO certification or similar is preferred.
• Ability to read, interpret, and simplify complex regulatory information; strong communication skills.

Responsibilities

• Assist in completing regulatory compliance audit schedule for QCR Holdings and subsidiaries.
• Perform operational, functional, and compliance audits and testing.
• Conduct interviews to understand auditable units and gather evidence.
• Prepare workpapers and audit reports detailing findings and recommendations.
• Evaluate internal controls and procedures for compliance with regulations.

Skills

Auditing

Regulatory compliance

Data analysis

Interviewing

Education

Bachelor’s degree in business

CCBCO certification

Tools

Microsoft Office

Banking applications

Job description

QCR Holdings, Inc. is seeking a Compliance Auditor II to assist in completing the regulatory compliance audit schedule for the company and its subsidiaries.

The role involves performing operational, functional, and compliance audits and testing, and working closely with audit staff and bank management to ensure timely completion of audits. Responsibilities include interviewing managers, compiling data, testing controls, drafting audit reports, and recommending changes based on fieldwork and