Compliance Assistant: Audit Prep & Policy Updates

Surprise Insights; New York (NY); On-site; USD 52,000 - 78,000; Full time

Job summary

A leading compliance firm based in New York is seeking a Compliance Assistant to support regulatory documentation, internal audits, and policy tracking. You will ensure compliance with internal procedures and external regulations. The role requires strong documentation skills, attention to detail, and proficiency in Excel. Successful candidates will have prior compliance exposure and the ability to handle sensitive data, with potential growth into Compliance Analyst or Regulatory Officer roles. Full-time position with a competitive salary based on experience.

Qualifications

• Experience in compliance or audit processes is advantageous.
• Must be able to handle sensitive data and complete a credit check.
• Prior experience in similar roles is a plus.

Responsibilities

• Review documentation for compliance accuracy and completeness.
• Maintain compliance checklists and regulatory logs.
• Support preparation for internal and external audits.
• Assist in updating policies and compliance procedures.
• Prepare compliance reports and summaries for management.
• Coordinate with teams to ensure timely document submissions.

Skills

Strong documentation skills

Attention to detail

Understanding regulatory guidelines

Proficiency in Excel/Sheets

Organization skills

Time-management skills

Job description

A leading compliance firm based in New York is seeking a Compliance Assistant to support regulatory documentation, internal audits, and policy tracking. You will ensure compliance with internal procedures and external regulations. The role requires strong documentation skills, attention to detail, and proficiency in Excel. Successful candidates will have prior compliance exposure and the ability to handle sensitive data, with potential growth into Compliance Analyst or Regulatory Officer roles. Full-time position with a competitive salary based on experience.