Compliance Assistant: Audit Prep & Policy Tracking

Surprise Insights; Town of Florida (NY); On-site; USD 45,000 - 65,000; Full time

Benefits offered by this job

Potential bonuses for audit and compliance performance

Growth path into Compliance Analyst or Regulatory Officer roles

Job summary

A compliance-focused organization based in New York is seeking a Compliance Assistant to ensure regulatory documentation and policy adherence. The successful candidate will review compliance documentation, maintain compliance logs, and support internal and external audits. Strong documentation and organizational skills are essential, along with proficiency in Excel. Ideal for those with a background in compliance or audits. This role provides growth opportunities into Compliance Analyst or Regulatory Officer positions.

Qualifications

• Strong documentation skills and attention to detail.
• Ability to understand regulatory guidelines.
• Proficiency in Excel/Sheets.
• Excellent organization and time-management skills.
• Prior compliance or audit exposure is a plus.

Responsibilities

• Review documentation for compliance accuracy and completeness.
• Maintain compliance checklists and regulatory logs.
• Support preparation for internal and external audits.
• Assist in updating policies and compliance procedures.
• Prepare compliance reports and summaries for management.
• Coordinate with teams to ensure timely document submissions.

Skills

Strong documentation skills

Attention to detail

Understanding regulatory guidelines

Proficiency in Excel/Sheets

Excellent organization skills

Time-management skills

Prior compliance or audit exposure

Job description

A compliance-focused organization based in New York is seeking a Compliance Assistant to ensure regulatory documentation and policy adherence. The successful candidate will review compliance documentation, maintain compliance logs, and support internal and external audits. Strong documentation and organizational skills are essential, along with proficiency in Excel. Ideal for those with a background in compliance or audits. This role provides growth opportunities into Compliance Analyst or Regulatory Officer positions.