Compliance Assistant - Path to Analyst & Bonus

Surprise Insights; United States; On-site; USD 40,000 - 60,000; Full time

Job summary

A compliance consulting firm is seeking a Compliance Assistant to support regulatory documentation, internal audits, and policy tracking. The ideal candidate will have strong documentation skills, understand regulatory guidelines, and be proficient in Excel/Sheets. Responsibilities include reviewing compliance documentation, maintaining logs, and preparing reports for management. The role offers potential growth into Compliance Analyst or Regulatory Officer positions. A credit check and background verification are necessary for access to sensitive compliance data.

Qualifications

• Attention to detail is crucial for ensuring compliance accuracy.
• Familiarity with regulatory guidelines enhances compliance efforts.
• Proficiency in Excel/Sheets is necessary for maintaining documentation.

Responsibilities

• Review documentation for compliance accuracy and completeness.
• Maintain compliance checklists and regulatory logs.
• Support preparation for internal and external audits.

Skills

Strong documentation skills

Understanding of regulatory guidelines

Proficiency in Excel/Sheets

Excellent organization skills

Time-management skills

Job description

A compliance consulting firm is seeking a Compliance Assistant to support regulatory documentation, internal audits, and policy tracking. The ideal candidate will have strong documentation skills, understand regulatory guidelines, and be proficient in Excel/Sheets. Responsibilities include reviewing compliance documentation, maintaining logs, and preparing reports for management. The role offers potential growth into Compliance Analyst or Regulatory Officer positions. A credit check and background verification are necessary for access to sensitive compliance data.