Compliance and Audit Manager

Pentasia; Philadelphia (Philadelphia County); Hybrid; USD 60,000 - 100,000; Full time

Job summary

Join a revolutionary consulting firm in the iGaming industry as a Compliance Audit Manager. This mid-senior level role is pivotal in ensuring operational integrity through comprehensive audits and compliance checks. You'll work closely with regulators and operators, analyzing data to identify trends and potential risks. Your expertise in compliance and risk management will drive process improvements and enhance operational efficiency. If you're detail-oriented and passionate about the gaming industry, this is an exciting opportunity to make a significant impact in a fast-paced environment.

Qualifications

• 3+ years in auditing, compliance, or risk management, preferably in gaming or financial services.
• Strong analytical skills to interpret complex data and trends.

Responsibilities

• Conduct audits ensuring compliance and identifying potential issues proactively.
• Prepare AML reports and analyze responsible gaming patterns.

Skills

Analytical Skills

Attention to Detail

Communication Skills

Risk Management

Compliance Knowledge

Education

Bachelor’s degree in accounting, finance, or business administration

Tools

Microsoft Excel

SQL

Job description

Reports To: Senior Manager of Compliance and Operations

Location: Hybrid (2 days per week in Philadelphia office)

Company Overview:

You will be joining a revolutionary gambling consulting firm focusing on online casino platforms in the iGaming industry. This includes, but is not limited to, supporting mobile casino development, working with both regulators and operators, and collaborating with some tribes across the country.

Role Summary:

The Compliance Audit Manager is responsible for conducting in-depth audits across multiple operational areas, ensuring accuracy, compliance, and financial integrity. This role requires meticulous attention to detail, strong analytical skills, and the ability to collaborate cross-functionally to drive process improvements. The ideal candidate will have experience in compliance, risk management, or auditing within the gaming or financial services industry.

• Conduct daily, weekly, and monthly audits across key operational areas, ensuring compliance and identifying potential issues proactively.
• Prepare Anti-Money Laundering (AML) reports, covering various deposit and withdrawal thresholds, frequent transaction patterns, and other indicators of risk, escalating findings as needed.
• Conduct geolocation compliance reports, including proxy betting, autoblocks, and perimeter breaches, escalating anomalies and flagged trends.
• Verify marketing promotions and discretionary bonuses for adherence to pre-approved terms, eligibility criteria, and execution accuracy.
• Analyze responsible gaming (RG) patterns and player activity, identifying concerning behaviors, analyzing engagement with responsible gaming tools, and ensuring appropriate interventions and escalations are conducted.
• Ensure accurate reporting and regulatory adherence for large jackpots, W2Gs, and taxable events.
• Conduct change management audits, ensuring that release notes and system changes are properly documented, reviewed, and compliant with governance policies.
• Identify, document, and escalate variances or exceptions discovered during audits, recommending process improvements to enhance compliance and efficiency.
• Prepare comprehensive audit reports and communicate findings to senior management and relevant stakeholders.
• Maintain flexibility in audit processes, adapting to emerging business needs and regulatory changes by developing and refining audit topics and methodologies as required.
• Review payment reporting requirements to ensure compliance with regulatory and internal standards, escalating discrepancies where necessary.

Education, Qualifications & Experience:

• Bachelor’s degree in accounting, finance, business administration, or a related field.
• Minimum of 3 years of experience in auditing, compliance, risk management, or related fields.
• Experience in the gaming industry is highly preferred, or a related field (i.e., financial services).
• Strong analytical skills with the ability to interpret complex data and identify trends.
• Proficiency in Microsoft Excel and other data analysis tools.
• Excellent attention to detail and organizational skills.
• Strong communication skills with the ability to present findings clearly to non-technical stakeholders.
• Proven ability to work independently and manage multiple tasks in a fast-paced environment.

Preferred Experience:

• Experience conducting audits related to AML, responsible gaming, or geolocation compliance.
• Familiarity with casino operations, gaming regulations, and financial reporting requirements.
• Knowledge of working with SQL or other data query tools to support auditing and analysis.
• Previous experience collaborating with compliance, risk, and IT teams to enforce governance and policy controls.
• Experience in change management oversight, ensuring effective tracking and compliance of system releases and incident resolution.

Seniority level: Mid-Senior level

Employment type: Full-time

Job function: Accounting/Auditing and Legal

Industries: Gambling Facilities and Casinos