Client Service Associate for Financial Advisory

Stifel Financial; Little Rock (AR); On-site; USD 42,000 - 64,000; Full time

Benefits offered by this job

Health insurance

Dental insurance

Vision insurance

401k

Wellness programs

Life insurance

Paid time off

Job summary

Stifel Financial in Little Rock, AR is seeking a Client Service Associate to support a Financial Advisor in daily administration, including opening new accounts, preparing investment documentation, and maintaining files.

You will interact with clients on account maintenance and transactions, handle trade orders if registered, and help preserve client relationships through timely responses and market updates.

Qualifications

• Knowledge of financial markets and industry terminology.
• Understanding of securities regulations and firm policies.
• Strong client service orientation with excellent communication skills.

Responsibilities

• Open new client accounts and prepare investment documentation.
• Process account maintenance, disbursements, deposits, and file maintenance.
• Accept, enter and confirm trade orders where applicable.
• Respond to client inquiries and provide market information.
• Maintain accurate account and trade records per policy.
• Adhere to internal policies and escalate suspicious activity.
• Coordinate meetings, campaigns and travel; support branch initiatives.

Skills

Client service

Financial markets knowledge

Regulations knowledge

Communication skills

Attention to detail

Education

High school diploma or equivalent

College degree preferred

Tools

Microsoft Excel

Microsoft Word

PowerPoint

Outlook

Job description

Stifel Financial in Little Rock, AR is seeking a Client Service Associate to support a Financial Advisor in daily administration, including opening new accounts, preparing investment documentation, and maintaining files.

You will interact with clients on account maintenance and transactions, handle trade orders if registered, and help preserve client relationships through timely responses and market updates.