Client Compensation Analyst - Operations & Impact

LPL Financial LLC; United States; On-site; USD 60,174,000 - 100,175,000; Full time

Benefits offered by this job

401K matching

health benefits

employee stock options

paid time off

volunteer time off

Job summary

LPL Financial Holdings Inc. is seeking an Associate Client Compensation Consultant to support the processing of advisor commissions and related payouts.

The role develops SME expertise in payout rules, products, sponsors, and billing while coordinating with fund companies to resolve complex commission issues and ensure timely payments. The position emphasizes cross-functional collaboration, attention to detail, and process improvement to enhance advisor experiences and optimize payout workflows

Qualifications

• Bachelor's Degree, 3+ years of operations experience in financial services.
• MS Office with advanced Excel: formulas, macros, Pivot tables.
• Knowledge of Oracle (ComReg), BETA, Tumbleweed, Salesforce preferred.
• Core competencies: customer-centric, strong work ethic.
• FINRA SIE certification preferred.
• Excellent verbal and written communication skills.
• Lean, Agile, Six Sigma process improvement knowledge preferred.
• Strong organizational and critical thinking skills.
• Attention to detail with problem-solving mindset.
• Ability to present complex information clearly and concisely.
• Self-motivation, adaptability, and responsiveness to coaching.

Responsibilities

• Develop expertise in Client Compensation Operations processing and procedures.
• Serve as dedicated liaison, owning Client Compensation escalations.
• Process transactions with precision to ensure accurate and timely payments.
• Own and supervise firm-wide, multi-department projects to enhance workflows for the department.
• Proactively review audit controls to mitigate risk and increase transparency with audit partners.
• Assist with large-scale projects and transformation efforts.
• Plan initiatives that enhance the advisor experience and positively impact LPL.

Skills

Customer-centric

Communication skills

Adaptability

Self-motivation

Problem solving

Education

Bachelor's degree

Tools

MS Office/Excel

Oracle (ComReg)

Tumbleweed

Salesforce

Job description

LPL Financial Holdings Inc. is seeking an Associate Client Compensation Consultant to support the processing of advisor commissions and related payouts.

The role develops SME expertise in payout rules, products, sponsors, and billing while coordinating with fund companies to resolve complex commission issues and ensure timely payments. The position emphasizes cross-functional collaboration, attention to detail, and process improvement to enhance advisor experiences and optimize payout workflows