Associate Client Compensation Specialist

LPL Financial LLC; Tempe (AZ); On-site; USD 44,000 - 73,000; Full time

Job summary

LPL Financial in Tempe, AZ, is seeking an Associate Client Compensation Consultant to manage advisor commissions and oversee payout processing. You will work with internal teams and fund companies to resolve complex issues and ensure accurate payments.

The role requires a Bachelor's degree and 3+ years in financial services operations, with strong Excel skills and familiarity with Oracle/Salesforce. Join a fast-paced team focused on precision and continuous improvement.

Qualifications

• Bachelor's Degree required or equivalent.
• 3+ years of experience in financial services operations.
• MS Office with advanced Excel (formulas, macros, Pivot tables).
• Experience with Oracle (ComReg) functionality, BETA, Tumbleweed, and Salesforce preferred.

Responsibilities

• Develop expertise in Client Compensation Operations processes.
• Serve as liaison for Client Compensation escalations.
• Process transactions with precision to ensure timely advisor payments.
• Lead firm-wide projects to enhance experience workflows.
• Review audit controls to mitigate risk and improve transparency.

Skills

Customer-centric

Analytical thinking

Communication skills

Process improvement

Advanced Excel

Education

Bachelor's degree

Tools

Oracle ComReg

BETA

Tumbleweed

Salesforce

Job description

LPL Financial in Tempe, AZ, is seeking an Associate Client Compensation Consultant to manage advisor commissions and oversee payout processing. You will work with internal teams and fund companies to resolve complex issues and ensure accurate payments.

The role requires a Bachelor's degree and 3+ years in financial services operations, with strong Excel skills and familiarity with Oracle/Salesforce. Join a fast-paced team focused on precision and continuous improvement.