Chief Compliance Officer

Bridges Trust Company; Omaha (NE); On-site; USD 90,000 - 160,000; Full time

Job summary

An established industry player is seeking a Chief Compliance Officer to lead compliance operations and programs. In this pivotal role, you will develop and implement compliance policies aligned with industry best practices, ensuring adherence to regulatory frameworks. You will manage regulatory examinations, oversee risk assessments, and foster a culture of compliance across the firm. This is an exciting opportunity to leverage your extensive experience in the securities industry and trust operations while collaborating with internal and external stakeholders. Join a dedicated team committed to excellence and performance in wealth management.

Qualifications

• 10+ years in securities industry or trust company sector required.
• Expertise in regulatory structures and compliance operations essential.

Responsibilities

• Lead and maintain a robust compliance program meeting regulatory requirements.
• Oversee risk assessments, internal controls, and compliance documentation.

Skills

Regulatory Compliance

Risk Management

Leadership

Communication Skills

Problem Solving

Education

Bachelor's Degree in Finance or related field

Master's Degree (preferred)

Job description

Bridges Trust is a privately-owned trust and wealth management firm providing comprehensive trust, wealth management, family office, and strategic planning services for a growing client base of successful individuals and families, endowments and foundations, business owners, and corporations. Our experienced team of professionals in investments, trusts, and philanthropy are dedicated to helping our clients develop and implement innovative and effective strategies to preserve and maximize their wealth across generations.

Bridges Trust is built on the tenacity and ethic of our team members. We are united in our commitment to deliver expertise and unparalleled service and look forward to adding team members who align with our values of trust, service, excellence, and performance .

About the role

We are seeking an experienced and highly skilled Chief Compliance Officer (CCO) to lead all compliance operations and programs across our firm. The CCO will develop and maintain effective compliance policies and procedures, ensuring alignment with industry best practices and applicable regulations. This leadership role requires a strategic thinker with a deep understanding of regulatory frameworks, risk management, and operational compliance.

What you'll do

• Lead, develop, implement, and maintain a robust compliance program that meets regulatory requirements and industry best practices.
• Oversee firm-wide risk assessments, internal controls, independent testing, policies and procedures, training programs, and compliance documentation.
• Serve as the primary liaison with the SEC, Nebraska Department of Banking and Finance, and South Dakota Department of Labor and Regulation.
• Manage all regulatory examinations and audits, ensuring timely and efficient responses.
• Ensure timely submission of all regulatory reports, including required filings and disclosures.
• Oversight of communication of required client disclosures, regulatory reports (e.g., Form ADV), and other essential account documents.
• Provide leadership and guidance to ensure compliance integrity across Bridges Trust and Investment Management.
• Proactively collaborate with internal and external stakeholders to foster a firm-wide culture of compliance.

Qualifications

• Minimum of 10 years of experience in the securities industry and/or trust company sector.
• Extensive expertise in regulatory structures, compliance operations, and risk management.
• Hands-on experience managing regulatory exams and interactions with governing bodies.
• Strong background in securities and trust operations, with a focus on wealth management businesses.
• Exceptional leadership and collaboration skills, with the ability to navigate complex regulatory environments.
• Expert-level communication skills across all channels.
• In-depth knowledge of securities and trust regulations, with the ability to adapt to evolving compliance landscapes.
• Proven ability to assess risk, make strategic decisions, and solve complex problems effectively.
• Strong ability to plan, organize, and execute compliance strategies to maintain a proactive regulatory posture.