Capital Markets Regulatory Advisory Consultant

Thinkbrg; Washington (District of Columbia); On-site; USD 115,000 - 190,000; Full time

Job summary

BRG is launching a new capital markets group within its Financial Institutions Advisory practice. The Consultant/Managing Consultant role will support and oversee engagement workstreams across regulatory compliance, risk management, and client advisory projects for capital markets clients.

You will work directly with senior professionals, develop frameworks, assess policies, and deliver actionable recommendations, while contributing to staff training and business development initiatives.

Qualifications

• Minimum four (4) years of relevant experience in regulatory compliance, supervision, or risk management within a financial institution, regulatory agency, or consulting firm.
• Bachelor's degree from an accredited college or university, or equivalent work experience.
• Demonstrated proficiency with Microsoft Office applications, particularly Excel and PowerPoint.
• Strong verbal and written communication skills, desire to work within a team environment, and ability to manage processes and other more junior staff, as necessary.
• Ability to travel to client sites as needed.

Responsibilities

• Work directly with senior professionals to execute financial institution advisory projects related to regulatory compliance and risk management. Functional areas of work include supervision, governance, technology and operations enablement, and business process optimization.
• Contribute to the development and implementation of frameworks and methodologies for compliance, supervisory, operational, and regulatory risk management programs.
• Assess client policies, procedures, and controls against leading practices and industry frameworks. Identify gaps in design and execution, and present actionable recommendations.
• Plan and execute assigned project tasks and support project administration and day-to-day client communications. Prioritize assignments and responsibilities to meet engagement goals and deadlines.
• Apply creative problem-solving and relevant software tools, analytical methods, and computer models to develop client solutions efficiently. Prepare client deliverables and contribute to expert reports. Present findings and recommendations in coordination with engagement leads.
• Participate in practice meetings, business development initiatives, and office activities, including staff training and recruiting.
• Lead the development and implementation of risk-management frameworks and methodologies within assigned engagements or workstreams.
• Plan and manage client engagements or assigned workstreams, depending on engagement size and complexity. Responsibilities include project administration, contracting, budget management, and day-to-day client relationships.
• Manage project work by delegating assignments, guiding staff, monitoring progress, and prioritizing work to meet goals and deadlines. Prepare and review deliverables for completeness and accuracy, oversee contributions to expert reports, and present findings and recommendations to client management.
• Lead assigned business development activities, including proposal preparation and prospective-client presentations, and take an active role in staff training and recruiting.

Skills

Analytical ability

Client communication

Teamwork

Travel to client sites

Education

Bachelor's degree

Tools

Microsoft Office (Excel, PowerPoint)

Job description

BRG is launching a new capital markets group within its Financial Institutions Advisory practice. The Consultant/Managing Consultant role will support and oversee engagement workstreams across regulatory compliance, risk management, and client advisory projects for capital markets clients.

You will work directly with senior professionals, develop frameworks, assess policies, and deliver actionable recommendations, while contributing to staff training and business development initiatives.