Capital Markets FI Advisory Lead (Associate Director)

BRG; Washington (District of Columbia); On-site; USD 190,000 - 240,000; Full time

Job summary

BRG is launching a capital markets advisory practice and seeks an Associate Director to lead regulatory and compliance engagements for financial institutions. The role emphasizes experience with FINRA/SEC and a track record in risk management, supervision, and policy design.

Senior professionals are invited to help build a new practice within a global consulting firm. Responsibilities include leading projects, guiding licensing decisions, developing risk frameworks, and supporting business

Qualifications

• Bachelor’s degree or equivalent work experience.
• 10+ years of regulatory compliance, supervision, or risk management within financial institutions, regulatory agency, or consulting.
• Experience leading complex projects or workstreams, managing teams, and delivering high‑quality work on time and within budget.
• Ability to assess regulatory requirements, identify practical implications, and communicate recommendations to senior business, legal, compliance, and board audiences.
• Strong verbal and written communication skills, sound judgment, and attention to detail.

Responsibilities

• Lead and execute regulatory compliance and risk management projects for financial institutions.
• Advise clients on licensing, target operating models, staffing assessments, and policy design and implementation.
• Develop and implement frameworks for compliance, supervisory, and regulatory risk management programs.
• Prepare clients for regulatory examinations and enforcement matters through mock examinations and remediation planning.
• Build client relationships and contribute to proposals, thought leadership, and market eminence activities.
• Lead business development, including RFP responses and client presentations, and train staff.

Skills

Project leadership

Communication skills

Regulatory knowledge

Team management

Analytical thinking

Education

Bachelor's degree or equivalent

Job description

BRG is launching a capital markets advisory practice and seeks an Associate Director to lead regulatory and compliance engagements for financial institutions. The role emphasizes experience with FINRA/SEC and a track record in risk management, supervision, and policy design.

Senior professionals are invited to help build a new practice within a global consulting firm. Responsibilities include leading projects, guiding licensing decisions, developing risk frameworks, and supporting business