Business Risk Analyst

Russell Tobin; Miami (FL); On-site; USD 38,641 - 55,035; Full time

Benefits offered by this job

Comprehensive healthcare coverage

401(k) retirement savings plan

Exclusive employee discounts

Job summary

A reputable staffing agency is seeking a Business Risk Product Specialist in Miami, Florida. This fully on-site role involves ensuring compliance with international investment product regulations while assessing client eligibility and reviewing documentation. Ideal candidates will have at least four years of financial services experience and a Bachelor's degree. This 6+ month temp-to-perm role offers a competitive pay rate of $34 per hour and the potential for a permanent position.

Qualifications

• 4 years of experience in financial services.
• Bachelor's degree required; advanced degrees are a plus.
• Experience in product, risk, and regulatory compliance functions.
• Familiarity with MiFID II, PRIIPs, AIFMD, and Reg S is a plus.

Responsibilities

• Assess client eligibility for purchasing investment products.
• Review client documentation according to requirements.
• Ensure timely responses to trade requests.
• Communicate product restrictions to the field.

Skills

Financial services experience

Regulatory compliance knowledge

Analytical skills

Communication skills

Attention to detail

Education

Bachelor's degree

Job description

Overview

Are you ready to elevate your career in a dynamic and supportive environment? At Russell Tobin, we are committed to providing comprehensive benefits and a collaborative workplace where you can thrive. We are currently seeking a Business Risk Product Specialist to support our critical function focused on ensuring compliance with international cross-border and jurisdictional rules.

Benefits

• Comprehensive healthcare coverage, including medical, dental, and vision plans
• Supplemental coverage options such as accident insurance, critical illness insurance, and hospital indemnity
• 401(k) retirement savings plan
• Life & disability insurance
• Employee assistance program and legal support
• Auto, home, and pet insurance
• Exclusive employee discounts with preferred vendors

About the Role

In this role, you will play a vital part in ensuring that our investment products, including syndicate offerings, structured products, and alternative investments, comply with all applicable regulatory requirements and firm policies. This is a fully on-site position, with two rounds of interviews conducted via Zoom and on-site.

Responsibilities

• Assess client eligibility for purchasing specific investment products within International Wealth Management (IWM)
• Review client documentation in accordance with client type, product, and jurisdictional/regulatory requirements
• Ensure timely responses to trade requests
• Communicate client eligibility criteria and applicable product restrictions to the field

Qualifications

• 4 years of experience in financial services
• Bachelor's degree required; advanced degrees are a plus
• Experience in product, risk, and regulatory compliance functions
• Familiarity with MiFID II, PRIIPs, AIFMD, and Reg S is a plus
• High attention to detail with the ability to meet strict daily deadlines
• Excellent analytical and communication skills

Details

This opportunity is based in the vibrant city of Miami, offering a competitive pay rate of $34 an hour. The position is a 6+ month temp-to-perm role, providing a pathway to a permanent position for the right candidate.

If you're passionate about compliance and eager to contribute to a team that values your expertise, apply now to join us at Pride Global. We look forward to welcoming you to our team!