Regulatory Risk Product Specialist - Investment Products

Russell Tobin; Miami (FL); On-site; USD 38,641 - 55,035; Full time

Benefits offered by this job

Comprehensive healthcare coverage

401(k) retirement savings plan

Exclusive employee discounts

Job summary

A reputable staffing agency is seeking a Business Risk Product Specialist in Miami, Florida. This fully on-site role involves ensuring compliance with international investment product regulations while assessing client eligibility and reviewing documentation. Ideal candidates will have at least four years of financial services experience and a Bachelor's degree. This 6+ month temp-to-perm role offers a competitive pay rate of $34 per hour and the potential for a permanent position.

Qualifications

• 4 years of experience in financial services.
• Bachelor's degree required; advanced degrees are a plus.
• Experience in product, risk, and regulatory compliance functions.
• Familiarity with MiFID II, PRIIPs, AIFMD, and Reg S is a plus.

Responsibilities

• Assess client eligibility for purchasing investment products.
• Review client documentation according to requirements.
• Ensure timely responses to trade requests.
• Communicate product restrictions to the field.

Skills

Financial services experience

Regulatory compliance knowledge

Analytical skills

Communication skills

Attention to detail

Education

Bachelor's degree

Job description

A reputable staffing agency is seeking a Business Risk Product Specialist in Miami, Florida. This fully on-site role involves ensuring compliance with international investment product regulations while assessing client eligibility and reviewing documentation. Ideal candidates will have at least four years of financial services experience and a Bachelor's degree. This 6+ month temp-to-perm role offers a competitive pay rate of $34 per hour and the potential for a permanent position.