Business Conduct & Compliance Leader (Fintech)

MyFunded Futures LLC; Plano (TX); On-site; USD 120,000 - 180,000; Full time

Job summary

My Funded Futures in Plano, TX is seeking a Compliance Officer - Business Conduct to design and manage a comprehensive conduct program. You will integrate policy, training, and monitoring into daily operations across marketing, sales, and support, ensuring regulatory alignment.

The role partners with engineering, product, and risk to embed disclosures and controls into user flows, onboarding, and communications. Strong leadership and industry knowledge are essential.

Qualifications

• Bachelor's degree in Finance, Economics, Law, Business or related field required; advanced degree preferred.
• 7+ years of experience in compliance, regulatory, legal, or risk roles, with significant time on advertising review or consumer-facing conduct.
• Strong understanding of AML/KYC requirements, data governance, and customer communication rules.
• Familiarity with futures/derivatives marketing and sales practices.
• Experience building conduct or marketing review programs in fast-moving environments.

Responsibilities

• Own the MyFundedFutures business conduct program, including the code of conduct, conflicts of interest policy, personal trading, and handling of confidential or material non-public information.
• Establish written policies, monitoring routines, and escalation paths proportionate to the firm's size and pace.
• Serve as the internal point of contact for conduct questions from employees, contractors, and partners.
• Partner with People Operations on conduct-related investigations and disciplinary outcomes.
• Own the review and approval process for marketing and sales content across paid media, organic social, email, web, and in-product messaging.
• Set standards for performance, payout, and earnings claims, including substantiation, source documentation, and disclosures.
• Build a compliant framework for testimonials, endorsements, and user-generated content with FTC guidance.
• Establish rules for affiliates, influencers, and referral partners: terms, disclosures, monitoring, and enforcement.
• Review customer-facing terms, plan descriptions, fee schedules, and promotional terms for fairness and accuracy.
• Set standards for communications about rule changes, pricing changes, and onboarding disclosures.
• Review billing, refunds, cancellations, and discounts; coordinate with finance and support on disputes.
• Design and deliver conduct training across the company.

Skills

Compliance experience

Advertising review

AML/KYC knowledge

Regulatory risk

Education

Bachelor's degree in Finance, Economics, Law, or Business

Tools

Compliance tooling (Actimize/NICE)

Job description

My Funded Futures in Plano, TX is seeking a Compliance Officer - Business Conduct to design and manage a comprehensive conduct program. You will integrate policy, training, and monitoring into daily operations across marketing, sales, and support, ensuring regulatory alignment.

The role partners with engineering, product, and risk to embed disclosures and controls into user flows, onboarding, and communications. Strong leadership and industry knowledge are essential.