Business Analyst - Regulatory Reporting

ADTM Adenza Technology de Mexico S de RL de CV; New York (NY); On-site; USD 110,000 - 180,000; Full time

Job summary

ADTM Adenza Technology de Mexico S de RL de CV in New York is seeking a Senior Business Analyst to join its Axiom Regulatory Reporting practice. You will partner with financial institutions to design, implement, and optimize regulatory reporting solutions on the Axiom platform.

This client-facing role requires translating complex regulatory rules into functional specifications, guiding projects, and ensuring alignment with U.S.

Qualifications

• Bachelor's degree in Finance, Accounting, Economics, Business, or related discipline.
• 3+ years of regulatory reporting experience in banking, broker-dealer, or financial services.
• Strong understanding of financial products, balance sheets, and accounting concepts.
• Tech-savvy: comfortable with large datasets, reading SQL, data models, and collaborating with IT.

Responsibilities

• Partner with clients to gather, analyze, and document data and reporting requirements for regulatory submissions.
• Translate regulatory rules into functional specifications and configuration approaches within the Axiom platform.
• Advise on industry best practices, implementation strategies, and process improvements across regulatory reporting operations.
• Provide SME on U.S. regulatory frameworks, interpreting rules from Fed, OCC, FDIC, SEC, and FINRA.
• Perform data analysis, source-to-target mapping, reconciliation, and variance analysis for reporting accuracy.

Skills

Regulatory reporting

Financial services domain

Stakeholder communication

Data analysis

Regulatory frameworks

Education

Bachelor's degree in Finance, Accounting, Economics, Business, or related discipline

Tools

Axiom (Adenza) Controller View

SQL (reading)

Job description

About the Role

We are seeking an experienced Senior Business Analyst to join our Axiom Regulatory Reporting practice. In this client-facing role, you will partner directly with financial institutions to design, implement, and optimize regulatory reporting solutions on the Axiom platform. You will serve as a trusted advisor, guiding clients through complex data and reporting requirements while ensuring alignment with U.S. regulatory expectations and industry best practices.

This is an ideal opportunity for a regulatory reporting professional who thrives at the intersection of business, data, and technology, and who enjoys solving complex problems for sophisticated banking and broker-dealer clients.

Key Responsibilities

• Partner with clients to gather, analyze, and document data and reporting requirements for regulatory submissions.


• Translate complex regulatory rules into clear functional specifications and configuration approaches within the Axiom platform.


• Advise clients on industry best practices, implementation strategies, and process improvements across their regulatory reporting operations.


• Provide subject matter expertise on U.S. regulatory frameworks, interpreting rules and guidance from the Federal Reserve, OCC, FDIC, SEC, and FINRA.


• Perform data analysis, source-to-target mapping, reconciliation, and variance analysis to ensure reporting accuracy and completeness.


• Support user acceptance testing, production parallel runs, and go-live activities.


• Contribute to internal knowledge sharing, methodology development, and teaming up with senior SMEs.

Required Qualifications

• Bachelor's degree in Finance, Accounting, Economics, Business, or a related discipline.


• 3+ years of experience in regulatory reporting within banking, broker-dealer, or financial services — ideally in a business analyst, consulting, or reporting operations capacity.


• Strong business foundation with a solid understanding of financial products, balance sheet composition, and accounting concepts.


• Technology-literate: comfortable working with large datasets, reading SQL, understanding data models, and collaborating with technical teams (deep coding expertise not required).


• Excellent client-facing, communication, and stakeholder management skills.


• Proven ability to interpret regulatory instructions and translate them into practical reporting solutions.

Regulatory Experience (One or More Required; Multiple Preferred)

Hands-on experience with one or more of the following U.S. regulatory reporting areas:

• Regulatory Capital (Basel III / Basel 3EG, RWA calculations, FFIEC 101)


• U.S. Liquidity Reporting (LCR, NSFR, FR 2052a)


• Broker-Dealer Reporting and Calculations (Net Capital / Rule 15c3-1, Customer Reserve / Rule 15c3-3, FOCUS reports)


• Bank Holding Company and Call Reports — FR Y-9C, FFIEC 031/041, and related schedules


• CCAR / DFAST stress testing and related submissions (FR Y-14A/Q/M)

Preferred Qualifications

• Prior hands-on experience with the Axiom (Adenza / Nasdaq) Controller View regulatory reporting platform.


• Experience at a top-tier bank, broker-dealer, consulting firm, or regulatory technology vendor.


• Familiarity with data governance, controls frameworks, and reporting automation initiatives.


• Advanced degree or relevant certifications (CPA, CFA, FRM) a plus.

Come as You Are

Nasdaq is an equal opportunity employer. We welcome applications from candidates of all backgrounds and identities.

We are committed to fostering an inclusive workplace where diverse perspectives, experiences, and identities are valued and celebrated.

We ensure that individuals with disabilities are provided with reasonable ac