Business Analyst – Regulatory Reporting

Jobtailor; New York (NY); On-site; USD 110,000 - 160,000; Full time

Job summary

Jobtailor in New York, NY seeks a regulatory reporting professional to gather and document data requirements for submissions and translate rules into practical configurations on the Axiom platform.

You will advise clients on best practices, perform data analysis and mapping, support testing and go-live activities, and collaborate with senior SMEs to advance reporting operations and governance.

Qualifications

• Bachelor’s degree in Finance, Accounting, Economics, Business, or related discipline.
• 3+ years of experience in regulatory reporting within banking, broker-dealer, or financial services.
• Strong understanding of financial products, balance sheet composition, and accounting concepts.
• Comfortable with large datasets, reading SQL, understanding data models, and collaborating with technical teams.
• Excellent client-facing, communication, and stakeholder management skills.
• Ability to interpret regulatory instructions and translate them into practical reporting solutions.
• Hands-on experience with U.S. regulatory reporting areas (Regulatory Capital, U.S. Liquidity Reporting, Broker-Dealer Reporting and Calculations, Bank Holding Company and Call Reports, or CCAR/DFAST stress testing).
• Prior hands-on experience with the Axiom (Adenza / Nasdaq) Controller View regulatory reporting platform preferred.
• Experience at a top-tier bank, broker-dealer, consulting firm, or regulatory technology vendor preferred.
• Familiarity with data governance, controls frameworks, and reporting automation initiatives preferred.
• Advanced degree or relevant certifications (CPA, CFA, FRM) a plus.

Responsibilities

• Partner with clients to gather, analyze, and document data and reporting requirements for regulatory submissions
• Translate complex regulatory rules into functional specifications and configuration approaches within the Axiom platform
• Advise clients on industry best practices, implementation strategies, and process improvements across regulatory reporting operations
• Provide subject matter expertise on U.S. regulatory frameworks and interpret guidance from the Federal Reserve, OCC, FDIC, SEC, and FINRA
• Perform data analysis, source-to-target mapping, reconciliation, and variance analysis
• Support user acceptance testing, production parallel runs, and go-live activities
• Contribute to internal knowledge sharing, methodology development, and collaboration with senior subject-matter experts

Skills

Data Analysis

SQL Proficiency

Source-to-Target Mapping

Variance Analysis

Regulatory Capital Reporting

U.S. Liquidity Reporting

Broker-Dealer Reporting

CCAR/DFAST Stress Testing

Financial Products Knowledge

Accounting Concepts

Client-Facing Communication

Stakeholder Management

Education

Bachelor’s degree in Finance/Accounting/Economics/Business

Advanced degree or professional certifications (CPA, CFA, FRM) a plus

Tools

Axiom Controller View

Regulatory Reporting Platforms

Job description

• Partner with clients to gather, analyze, and document data and reporting requirements for regulatory submissions
• Translate complex regulatory rules into functional specifications and configuration approaches within the Axiom platform
• Advise clients on industry best practices, implementation strategies, and process improvements across regulatory reporting operations
• Provide subject matter expertise on U.S. regulatory frameworks and interpret guidance from the Federal Reserve, OCC, FDIC, SEC, and FINRA
• Perform data analysis, source-to-target mapping, reconciliation, and variance analysis
• Support user acceptance testing, production parallel runs, and go-live activities
• Contribute to internal knowledge sharing, methodology development, and collaboration with senior subject-matter experts

Requirements

• Bachelor’s degree in Finance, Accounting, Economics, Business, or a related discipline
• 3+ years of experience in regulatory reporting within banking, broker-dealer, or financial services
• Strong understanding of financial products, balance sheet composition, and accounting concepts
• Comfortable working with large datasets, reading SQL, understanding data models, and collaborating with technical teams
• Excellent client-facing, communication, and stakeholder management skills
• Ability to interpret regulatory instructions and translate them into practical reporting solutions
• Hands-on experience with one or more U.S. regulatory reporting areas, including Regulatory Capital, U.S. Liquidity Reporting, Broker-Dealer Reporting and Calculations, Bank Holding Company and Call Reports, or CCAR/DFAST stress testing
• Prior hands-on experience with the Axiom (Adenza / Nasdaq) Controller View regulatory reporting platform preferred
• Experience at a top-tier bank, broker-dealer, consulting firm, or regulatory technology vendor preferred
• Familiarity with data governance, controls frameworks, and reporting automation initiatives preferred
• Advanced degree or relevant certifications (CPA, CFA, FRM) a plus

Core Competencies

Demonstrates expertise in U.S. regulatory frameworks and regulatory reporting, with a strong ability to analyze data and translate complex regulations into practical reporting solutions. Proficient in collaborating with clients and technical teams to enhance regulatory reporting operations and implement best practices.

Highest-signal resume keywords

• Regulatory Reporting Experience
• Axiom Platform Proficiency
• Data Analysis and Mapping
• Client-Facing Communication Skills
• Understanding of U.S. Regulatory Frameworks

ATS Optimization Keywords

Hard Skills

• Data Analysis
• SQL Proficiency
• Source-to-Target Mapping
• Variance Analysis
• Regulatory Capital Reporting
• U.S. Liquidity Reporting
• Broker-Dealer Reporting
• CCAR/DFAST Stress Testing
• Financial Products Knowledge
• Accounting Concepts

Soft Skills

• Client-Facing Skills
• Stakeholder Management
• Communication Skills

Certifications & Qualifications

• CPA
• CFA
• FRM

Industry Keywords

• Regulatory Submissions
• Financial Services
• Banking
• Broker-Dealer
• Data Governance
• Controls Frameworks
• Reporting Automation

Tools & Technologies

• Axiom Controller View
• Regulatory Reporting Platforms