Business Analyst for 4210 - Onsite

The Dignify Solutions, LLC; New York (NY); On-site; USD 80,000 - 120,000; Full time

Job summary

A consulting firm is seeking a mid-senior level Business Analyst to oversee project documentation and improve regulatory compliance processes. This role involves collaboration with stakeholders to manage project plans and mitigate risks. Candidates should have extensive experience in margin operations and strong communication skills. The position offers an opportunity to influence automation and engage in credit and margin discussions within the regulatory framework.

Qualifications

• Five+ years of margin operations experience related to Regulation T and Client Rule 4210.
• Experience delivering large, multi-functional projects.
• Proficiency in developing program documentation.

Responsibilities

• Oversee the creation and approval of core project documentation including business requirements and functional specifications.
• Identify, communicate, and resolve risks and issues.
• Participate in external audits and respond to queries from regulators.

Skills

Project Management

Communication Skills

Excel

Word

PowerPoint

Risk Management

Job description

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• Oversee the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, and user acceptance testing.
• Document all required meeting materials.
• Identify, communicate, and resolve risks and issues.
• Collaborate with functional leads and stakeholders across the development of workstream strategy and delivery.
• Plan objectives, define scope and deliverables.
• Develop project plans including activity sequencing and resource management.
• Require Prime Brokerage Experience in Client Services, Risk, and Compliance.
• Understand Margin Requirements and support Collateral Margin Management.
• Participate in credit and margin industry roundtable discussions.
• Track new rules and requirements.
• Research the regulatory impact of new business initiatives on margin policies.
• Learn about regulatory jurisdictions outside the US and how rules affect inter-affiliate transactions.
• Improve automation for regulatory compliance processes.
• Document and enhance regulatory controls and procedures.
• Participate in external audits and respond to queries from regulators and auditors.

Skills:

• Experience delivering large, multi-functional projects.
• Proficiency in developing program documentation.
• Strong presentation and communication skills.
• Ability to multitask and work collaboratively.
• Proficiency in Excel, Word, PowerPoint.
• Five+ years of margin operations experience related to Regulation T and Client Rule 4210.
• Experience in automated environments and process/system improvement recommendations is a plus.

Seniority level

• Mid-Senior level

Employment type

• Full-time

Job function

• Other

Industries

• IT Services and IT Consulting

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