Brokerage Risk VP: Strategic Risk & Governance Leader

Fidelity Investments Inc.

Merrimack (NH)

Presencial

USD 180.000 - 240.000

Jornada completa

Hace 4 días
Sé de los primeros/as/es en solicitar esta vacante

Consigue una respuesta de este empleador

Tu currículum y tu carta de presentación, adaptados exactamente a lo que buscan contratar.

Supera los filtros ATS

Descripción de la vacante

Fidelity Investments Inc. in Merrimack, NH seeks a Vice President of Brokerage Risk to lead risk governance across brokerage products, operations, and client services.

You will report to the Head of Brokerage Risk and partner with senior leaders to strengthen controls and oversight. The role requires a 10+ year track record in risk, compliance, or audit at financial services firms, with brokerage experience, strong analytical and presentation skills, and comfort with regulatory requirements.

Formación

  • Bachelor’s degree required.
  • MBA, JD, or other master’s degree preferred.
  • 10+ years of risk, compliance, legal, or audit experience at complex financial services institutions.
  • Experience with brokerage products, operations, and regulatory requirements.
  • Familiarity with digital assets is preferred.
  • Ability to deliver engaging presentations and reporting.
  • Exceptional judgment and analytical skills.
  • Experience with Archer GRC is preferred.

Responsabilidades

  • Advise senior leadership on operational risks and risk mitigation strategies.
  • Lead a team responsible for identifying, assessing, and monitoring risk.
  • Participate in risk governance forums, including risk committees.
  • Develop and track key risk indicators to monitor risk profiles.
  • Investigate incidents, determine root cause, and advise on corrective actions.
  • Build relationships with business leaders and cross-functional partners.

Conocimientos

Analytical skills
Leadership
Risk management
Presentation skills
Communication
Regulatory knowledge

Educación

Bachelor’s degree
MBA/JD or other master's degree

Herramientas

Archer GRC

Descripción del empleo

Fidelity Investments Inc. in Merrimack, NH seeks a Vice President of Brokerage Risk to lead risk governance across brokerage products, operations, and client services.

You will report to the Head of Brokerage Risk and partner with senior leaders to strengthen controls and oversight. The role requires a 10+ year track record in risk, compliance, or audit at financial services firms, with brokerage experience, strong analytical and presentation skills, and comfort with regulatory requirements.

Consigue la evaluación confidencial y gratuita de tu currículum.

o arrastra y suelta tu archivo aquí

Similar jobs

Puestos de trabajo similares que vale la pena comparar

Brokerage Risk Executive Leader
Brokerage Risk Executive Leader

Fidelity • EE. UU.

Presencial
USD 180.000 - 260.000
VP Risk
VP Risk

Soteria Reinsurance Ltd. • Merrimack (NH)

Presencial
USD 180.000 - 240.000
VP Risk
VP Risk

Fidelity • EE. UU.

Presencial
USD 180.000 - 260.000
Brokerage Risk Director: Strategy, Governance & Oversight
Brokerage Risk Director: Strategy, Governance & Oversight

Vanguard • Charlotte (NC)

Híbrido
USD 140.000 - 220.000
Hybrid Risk Director, Wealth & Brokerage
Hybrid Risk Director, Wealth & Brokerage

Vanguard • Malvern

Híbrido
USD 180.000 - 240.000
Hybrid work model
Senior VP, Service Delivery & Client Success Leader
Senior VP, Service Delivery & Client Success Leader

Fidelity Investments Inc. • Merrimack (NH)

Presencial
USD 180.000 - 240.000
Onsite working model
VP, Equities Market Risk - Prime Brokerage Lead
VP, Equities Market Risk - Prime Brokerage Lead

JCW Group • New York (NY)

Presencial
USD 180.000 - 300.000
VP of Risk, Fund & Investment Operations
VP of Risk, Fund & Investment Operations

Fidelity Investments Inc. • Merrimack (NH)

Presencial
USD 190.000 - 270.000
Brokerage Operations Leader
Brokerage Operations Leader

Fidelity Investments Inc. • Westlake (TX)

Presencial
USD 100.000 - 160.000
VP, Global Finance Risk — Prime Brokerage & Counterparty
VP, Global Finance Risk — Prime Brokerage & Counterparty

BMO • EE. UU.

Presencial
USD 234.000 - 286.000
Health insurance
Tuition reimbursement
Accident and life insurance
+1