Brokerage Operations Specialist (Hybrid)

Northern Trust Corp; Chicago (IL); Hybrid; USD 68,000 - 112,000; Full time

Job summary

Northern Trust Corp is seeking a Sr Associate in Brokerage Operations in Chicago, hybrid work arrangement. The role focuses on day-to-day processing of trades from book-out to settlement and reconciliation, with emphasis on accuracy and adherence to procedures.

Ideal candidates have a college degree and experience in financial operations, plus FINRA licenses (or ability to obtain within 90 days). The position offers a competitive salary and benefits.

Qualifications

• A College or University degree and/or relevant work experience is required.
• Prior industry experience in financial operations preferred.
• FINRA licenses required (US): 99; 7 and 63 are preferred, or the ability to obtain within 90 days.

Responsibilities

• Solves problems in straightforward situations.
• Analyzes possible solutions using technical experience and judgment and precedents.
• Impacts a range of customer, operational, project or service activities within own team.
• Writes and maintains high quality procedure documentation.
• Assists in training new starters within the team.
• Asks questions, challenges existing processes, offers ideas.

Skills

Brokerage operations

Financial operations

Regulatory knowledge

Education

College degree

Job description

Northern Trust Corp is seeking a Sr Associate in Brokerage Operations in Chicago, hybrid work arrangement. The role focuses on day-to-day processing of trades from book-out to settlement and reconciliation, with emphasis on accuracy and adherence to procedures.

Ideal candidates have a college degree and experience in financial operations, plus FINRA licenses (or ability to obtain within 90 days). The position offers a competitive salary and benefits.