Broker-Dealer Operations & Client Service Analyst

SEI; Upper Providence Township (PA); On-site; USD 60,000 - 90,000; Full time

Benefits offered by this job

Healthcare benefits

401(k) match

Tuition reimbursement

Paid time off

Parental leave

Back-up childcare

Volunteer days

Stock purchase plan

Employee networks

Job summary

SEI is seeking a detail-oriented Middle Office Operations Analyst to support Registered Investment Advisors, banks and wealth clients. You will handle account management, data entry, and inquiries across multiple SEI systems, collaborating with Sales, Service and Private Trust teams.

You will build knowledge of SEI Funds, investment processes and compliance rules, while delivering high-quality service and confidentiality in a fast-paced environment.

Qualifications

• Undergraduate degree or equivalent work experience.
• Knowledge of Microsoft Office products including Word, Excel and Outlook.

Responsibilities

• Interact with clients via telephone, Teams, email and in person in a professional manner.
• Enter client information and transactions across multiple systems for high-net-worth accounts.
• Coordinate and process Broker Dealer Change requests.
• Educate clients and colleagues to maximize use of Middle Office products and services.
• Interpret monetary requests based on high net worth clients' goals and SEI guidelines.
• Identify processing issues to ensure accurate completion of requests.
• Research current compliance rules governing the Financial Services Industry (SEC registrations).
• Understand SPTC compliance standards for broker dealer operations paperwork and signatures.
• Participate in projects to improve processes and systems.
• Maintain confidentiality, quality and privacy.

Skills

Microsoft Office

Communication skills

Education

Undergraduate degree or equivalent

Tools

Microsoft Word

Microsoft Excel

Microsoft Outlook

Job description

SEI is seeking a detail-oriented Middle Office Operations Analyst to support Registered Investment Advisors, banks and wealth clients. You will handle account management, data entry, and inquiries across multiple SEI systems, collaborating with Sales, Service and Private Trust teams.

You will build knowledge of SEI Funds, investment processes and compliance rules, while delivering high-quality service and confidentiality in a fast-paced environment.