Branch Operations Leader (ESOP) — Growth & Compliance

D.A. Davidson Companies; Charleston (SC); On-site; USD 75,000 - 95,000; Full time

Benefits offered by this job

Competitive salary

Medical, Dental and Vision

Company 401(k) and ESOP contribution

Generous sick, vacation, and parental leave

Tuition Reimbursement

Charitable gift-matching program

Job summary

An employee-owned financial services firm in Charleston, SC seeks a Supervisory Branch Office Operations Manager. In this role, you will manage branch staff to ensure exceptional service and compliance. Qualifications include industry certifications, prior management experience, and solid communication skills. The position offers a competitive salary and comprehensive benefits package, including medical, 401(k), and professional development opportunities.

Qualifications

• Applicable industry exams must be completed.
• Prior managerial experience is required.
• Securities industry knowledge is essential.

Responsibilities

• Coordinate work activities of branch support staff.
• Ensure compliance with Human Capital policies.
• Assist in hiring and management of support staff.

Skills

FINRA SIE Certification

Series 7

Series 66 (or 63/65)

Series 9/10 (or 24/4/53)

Prior managerial experience

Strong organizational skills

Solid technology skills

Excellent communication skills

Interpersonal skills

Tools

Microsoft Word

Microsoft Excel

Microsoft Outlook

Microsoft Teams

CRM systems

Job description

An employee-owned financial services firm in Charleston, SC seeks a Supervisory Branch Office Operations Manager. In this role, you will manage branch staff to ensure exceptional service and compliance. Qualifications include industry certifications, prior management experience, and solid communication skills. The position offers a competitive salary and comprehensive benefits package, including medical, 401(k), and professional development opportunities.