Branch Operations Lead: Onboarding & Compliance

Oppenheimer & Co Inc; St. Louis, Northern (MO, KY); Hybride; USD 52 000 - 70 000; Plein temps

Résumé du poste

Oppenheimer & Co. Inc. is hiring a Branch Operations Specialist for the St. Louis, MO branch. The role emphasizes strong interpersonal, organizational, and multitasking skills to support day-to-day branch operations and client onboarding.

The candidate will report to the Branch Manager and collaborate with home office personnel, with responsibilities spanning document processing, audits, and cross training within Operations.

Qualifications

• FINRA Registration: Series 99 required (Within 6 months of hire).
• Strong attention to detail and accuracy.
• Ability to navigate multiple computer systems and search tools.
• Excellent verbal, written, and interpersonal communication.
• Effective organizational, multi-tasking, and prioritizing skills.

Responsabilités

• Assist in maintaining day-to-day operations for operational excellence.
• Support client onboarding process.
• Maintain and process documents.
• Assist with audit preparations.
• Communicate with home office personnel and branch staff.
• Cross training within Operations and willingness to take on additional tasks.

Connaissances

Series 99

Attention to detail

Multitasking

Communication

Organizational skills

Description du poste

Oppenheimer & Co. Inc. is hiring a Branch Operations Specialist for the St. Louis, MO branch. The role emphasizes strong interpersonal, organizational, and multitasking skills to support day-to-day branch operations and client onboarding.

The candidate will report to the Branch Manager and collaborate with home office personnel, with responsibilities spanning document processing, audits, and cross training within Operations.