AVP, Regulatory Compliance Testing & Assurance

Bank of China Limited, New York Branch; New York (NY); Hybrid; USD 65,000 - 150,000; Full time

Job summary

Bank of China Limited, New York Branch is seeking an Assistant Vice President to conduct compliance reviews across the bank with a focus on BSA/AML and OFAC regulations. The role requires a Bachelor's degree, with a preference for a JD or MBA, along with 5 years of relevant experience in Compliance Testing or Audit within the financial services industry.

Responsibilities include performing compliance testing, identifying risks, and developing test scripts. Knowledge of U.S. regulatory practices is essential, and a CAMS certification is preferred.

The position offers a salary range of $65,000 to $150,000 based on experience.

Qualifications

• 5 years of work experience in Compliance Testing, Audit, or equivalent area within financial services.
• Knowledge of U.S. Banking regulations and compliance practices.
• CAMS Certification is preferred but not required.

Responsibilities

• Perform compliance testing of the bank’s compliance controls.
• Identify potential compliance risks and recommend resolutions.
• Develop test scripts for compliance reviews.

Skills

Compliance Testing

Audit Experience

Risk Identification

Regulatory Knowledge

Education

Bachelor's Degree

JD, MBA or Master's Degree

Job description

Bank of China Limited, New York Branch is seeking an Assistant Vice President to conduct compliance reviews across the bank with a focus on BSA/AML and OFAC regulations. The role requires a Bachelor's degree, with a preference for a JD or MBA, along with 5 years of relevant experience in Compliance Testing or Audit within the financial services industry.

Responsibilities include performing compliance testing, identifying risks, and developing test scripts. Knowledge of U.S. regulatory practices is essential, and a CAMS certification is preferred.

The position offers a salary range of $65,000 to $150,000 based on experience.