SAR & AML Compliance QC Analyst

Justia, Inc.; New York (NY); On-site; USD 42,000 - 90,000; Full time

Job summary

Bank of China is seeking an L3 QC Associate (AVP level) in New York to perform SAR/CTR reviews, regulatory filings and quality control across AML programs. The role includes assisting with currency transaction reports, system testing, and other AML initiatives while ensuring compliance with applicable laws and guidance.

You will interact with multiple branches and support timely regulatory submissions. Qualified candidates have a bachelor degree and at least 1 year in compliance or financial

Qualifications

• Bachelor Degree required.
• Minimum 1 year of experience in compliance, legal, and financial industries.
• Minimum 1 year of experience leading teams in financial services, fraud/risk/ compliance roles.
• Knowledge of U.S. banking regulations including OFAC, BSA/AML and the USA PATRIOT Act.
• CAMS certification preferred.

Responsibilities

• Perform QC on SARs/CTRs referred from FIU and other LCD teams.
• Review historical lookback transactions for reporting accuracy.
• Review 'No Activity' reports to confirm ongoing activity status.
• Prepare RFI forms and data for communication with BOC USA branches and overseas branches.
• Determine case disposition and prepare corresponding documentation.
• Complete SAR/DNF narratives and supporting memos to mitigate identified risks.
• Process CTR reviews and filing preparations with regulatory authorities.
• Support data gathering for daily QA and productivity metrics.
• Respond to requests for documents related to subpoenas (EET/LGO).
• Address CMTG/IAD concerns and escalate as needed.
• File SARs/CTRs with FinCEN in a timely manner.
• Provide training and guidance to L2 analysts to enhance risk identification and case review skills.

Education

Bachelor Degree

Job description

Bank of China is seeking an L3 QC Associate (AVP level) in New York to perform SAR/CTR reviews, regulatory filings and quality control across AML programs. The role includes assisting with currency transaction reports, system testing, and other AML initiatives while ensuring compliance with applicable laws and guidance.

You will interact with multiple branches and support timely regulatory submissions. Qualified candidates have a bachelor degree and at least 1 year in compliance or financial