AVP, Fixed Income Compliance & Analytics Lead

Jefferies; New York (NY); On-site; USD 120,000 - 140,000; Full time

Benefits offered by this job

Medical, dental & vision coverage

401(k)

Paid time off

Paid parental leave

Job summary

Jefferies is seeking an AVP for Fixed Income Compliance Officer in New York. The role emphasizes data analysis, reporting, dashboards, and monitoring to support regulatory obligations across U.S. Rates and Credit products.

Responsibilities include preparing compliance metrics, maintaining trackers, and coordinating with Compliance, Technology, Operations, and Risk teams to improve processes and data quality. A Bachelor’s degree and 5+ years of experience are required.

Qualifications

• Bachelor’s degree required.
• 5+ years of compliance, legal, regulatory, audit, risk, or related financial services experience.
• Exposure to fixed income products, sales & trading, or broker-dealer activities preferred.
• Working knowledge of U.S. securities and broker-dealer regulations; familiarity with CFTC, Federal Reserve, Treasury, or other fixed income-related requirements a plus.
• Strong analytical, communication, and organizational skills, with sound judgment and attention to detail.
• Ability to work collaboratively with business, Compliance, Legal, Operations, Technology, and other control partners.
• Proficiency in Microsoft Excel, Word, and PowerPoint; Bloomberg experience preferred.

Responsibilities

• Support the Fixed Income Compliance Advisory team through data analysis, reporting, and preparation of compliance metrics related to Fixed Income Sales & Trading activity.
• Develop, maintain, and enhance recurring reports, dashboards, trackers, and management information used to monitor compliance risks, regulatory obligations, and control processes.
• Assist with compiling and analyzing data related to U.S. Rates, Credit products, primary dealer activities, Treasury auctions, certifications, disclosures, and other fixed income regulatory requirements.
• Help identify trends, exceptions, and potential issues through review of trade, surveillance, monitoring, and control data.
• Partner with Compliance, Technology, Operations, Risk, and other control functions to improve reporting processes, data quality, workflow efficiency, and control documentation.
• Support the preparation of materials for internal meetings, governance forums, regulatory inquiries, audits, and management updates.
• Assist with compliance monitoring and testing activities, including data gathering, sample selection, documentation, and issue tracking.
• Maintain internal trackers for regulatory obligations, remediation items, compliance reviews, policies, procedures, and training initiatives.
• Support the development and maintenance of desk guidance, procedures, training materials, and other compliance documentation.
• Participate in special projects focused on automation, reporting enhancements, dashboard creation, process improvement, and cross-product Fixed Income compliance support.

Skills

Data analysis

Dashboards & reporting

Regulatory knowledge

Excel

Communication skills

Education

Bachelor's degree

Tools

Bloomberg

Job description

Jefferies is seeking an AVP for Fixed Income Compliance Officer in New York. The role emphasizes data analysis, reporting, dashboards, and monitoring to support regulatory obligations across U.S. Rates and Credit products.

Responsibilities include preparing compliance metrics, maintaining trackers, and coordinating with Compliance, Technology, Operations, and Risk teams to improve processes and data quality. A Bachelor’s degree and 5+ years of experience are required.