AVP, Corporate Compliance – Hybrid NYC Role

Sumitomo Mitsui Trust Bank, Limited; New York (NY); Hybrid; USD 120,000 - 145,000; Full time

Benefits offered by this job

Hybrid working model

Paid Time Off

Medical benefits

401(k) plan

Profit sharing

Job summary

Sumitomo Mitsui Trust Bank, Limited in New York, NY, is seeking a Corporate Compliance Analyst at AVP level. The role supports the Regulatory Compliance Department in monitoring regulatory developments and managing compliance risks for U.S.

branches of foreign banking organizations. The position requires a bachelor’s degree and at least 4 years of experience in corporate compliance, with a hybrid work schedule (at least 2 days in office per week) and a salary range of $120,000 to $145,000

Qualifications

• Knowledge of regulations and supervisory expectations for U.S. branches of foreign banking organizations.
• Ability to translate laws into practical business requirements.
• Strong analytical, investigative, and problem-solving skills.
• Bachelor’s Degree or equivalent and at least 4 years of related experience in Corporate Compliance.

Responsibilities

• Regulatory Compliance Monitoring: monitor changes in federal and state banking laws, regulations, and enforcement actions.
• Assess the impact of regulatory changes and coordinate implementation with business and control functions.
• Maintain and enhance the regulatory inventory and compliance obligations framework.
• Corporate Compliance Risk Management: assist in identification, assessment, monitoring, and reporting of compliance risks.
• Lead the annual Corporate Compliance risk assessment process and improve the risk assessment process.
• Maintain and enhance the Corporate Compliance Testing Program and remediation tracking.
• Maintain and enhance the Employee Personal Trading Monitoring Program (EPTMP).
• Prepare reporting for governing bodies and deliver training on compliance topics.

Skills

Regulatory knowledge

Analytical skills

Communication skills

MS Office proficiency

Education

Bachelor’s Degree or equivalent

4+ years of related experience in Corporate Compliance

Job description

Sumitomo Mitsui Trust Bank, Limited in New York, NY, is seeking a Corporate Compliance Analyst at AVP level. The role supports the Regulatory Compliance Department in monitoring regulatory developments and managing compliance risks for U.S.

branches of foreign banking organizations. The position requires a bachelor’s degree and at least 4 years of experience in corporate compliance, with a hybrid work schedule (at least 2 days in office per week) and a salary range of $120,000 to $145,000