Fixed Income Compliance & Reporting Specialist

Jefferies; New York (NY); On-site; USD 120,000 - 140,000; Full time

Job summary

Jefferies in New York, NY is seeking a detail-oriented compliance professional to join the Fixed Income Compliance Advisory team. The role focuses on reporting, metrics, dashboards, monitoring, data analysis, and process improvements to strengthen regulatory compliance across Fixed Income activities.

You will collaborate with Compliance, Technology, Operations, Risk, and other control partners, develop recurring reports, and support governance forums, audits, and regulatory inquiries.

Qualifications

• Minimum 5+ years of experience in compliance, regulatory, or related financial services.
• Exposure to fixed income products and broker-dealer activities preferred.
• Working knowledge of U.S. securities regulations including FINRA and SEC rules.
• Proficiency in Microsoft Excel, Word, and PowerPoint; Bloomberg experience preferred.

Responsibilities

• Assist with compliance reporting, metrics, dashboards, and monitoring.
• Develop and maintain recurring reports and management information.
• Analyze data related to U.S. rates, credit products, and fixed income obligations.
• Identify trends and issues from trade, surveillance, and controls.
• Collaborate with Compliance, Technology, Operations, Risk and other control partners.
• Prepare materials for internal meetings, regulatory inquiries, audits, and updates.
• Support monitoring, testing, data gathering, and issue tracking.
• Maintain trackers for regulatory obligations and remediation items.
• Develop desk guidance, training materials, and compliance documentation.
• Participate in projects focused on automation and reporting enhancements.

Skills

Analytical skills

Data analysis

Communication

Organizational skills

Collaboration

Excel

PowerPoint

Tools

Bloomberg

Job description

Jefferies in New York, NY is seeking a detail-oriented compliance professional to join the Fixed Income Compliance Advisory team. The role focuses on reporting, metrics, dashboards, monitoring, data analysis, and process improvements to strengthen regulatory compliance across Fixed Income activities.

You will collaborate with Compliance, Technology, Operations, Risk, and other control partners, develop recurring reports, and support governance forums, audits, and regulatory inquiries.