AVP, Corporate Compliance Specialist

Madison-Davis, LLC

New York (NY)

On-site

USD 100,000 - 135,000

Full time

14 days+

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Job summary

A large commercial bank in New York City is seeking an AVP, Corporate Compliance Specialist to join their compliance team. The role involves risk assessment, policy review, and regulatory research within a full-time in-office setting. Ideal candidates will operate at a mid-senior level, contributing significantly to the bank's compliance efforts. Competitive salary range is $100,000 - $135,000 annually.

Responsibilities

Perform initial identification and mapping of risk factors/themes for Corporate Compliance Risk Assessment.
Review Business Unit responses for the Corporate Compliance Risk Assessment.
Escalate identified risk issues to the Corporate Compliance Director.
Research laws and regulations related to product offerings.
Support in reviewing policies and procedures for annual refresh.

Job description

Overview

Large commercial bank located in NYC looking to bring on board an "AVP, Corporate Compliance Specialist” to join their compliance team. This role is currently in office full-time.

Pay and location

Base pay range: $100,000.00/yr - $135,000.00/yr

Responsibilities

Perform initial identification, development, and mapping of risk factors/themes to the lines of Business for the Corporate Compliance Risk Assessment.
Perform initial review of Business Unit responses for the Corporate Compliance Risk Assessment.
Escalate all identified risk issues to the Corporate Compliance Director or Risk Assessment Officer.
Conduct research into laws and regulations related to the Branch’s product offerings.
Conduct research into laws and regulations related to the Branch’s business.
Support the Corporate Compliance Director by providing initial review of policies and procedures when they are due for annual refresh.

Seniority level