AVP, Corporate Compliance & Risk Advisory

Madison-Davis, LLC; New York (NY); On-site; USD 100,000 - 135,000; Full time

Job summary

A large commercial bank in New York City is seeking an AVP, Corporate Compliance Specialist to join their compliance team. The role involves risk assessment, policy review, and regulatory research within a full-time in-office setting. Ideal candidates will operate at a mid-senior level, contributing significantly to the bank's compliance efforts. Competitive salary range is $100,000 - $135,000 annually.

Responsibilities

• Perform initial identification and mapping of risk factors/themes for Corporate Compliance Risk Assessment.
• Review Business Unit responses for the Corporate Compliance Risk Assessment.
• Escalate identified risk issues to the Corporate Compliance Director.
• Research laws and regulations related to product offerings.
• Support in reviewing policies and procedures for annual refresh.

Job description

A large commercial bank in New York City is seeking an AVP, Corporate Compliance Specialist to join their compliance team. The role involves risk assessment, policy review, and regulatory research within a full-time in-office setting. Ideal candidates will operate at a mid-senior level, contributing significantly to the bank's compliance efforts. Competitive salary range is $100,000 - $135,000 annually.