Associate Financial Advisor: Client Planning & Growth

Empirical Wealth Management; Irvine (CA); On-site; USD 80,000 - 130,000; Full time

Benefits offered by this job

Competitive salary

Bonus

Medical insurance

Vision insurance

Dental insurance

Disability insurance

401(k) match

Job summary

Empirical Wealth Management seeks an Associate Financial Advisor (AFA) to assist in coordinating comprehensive planning for clients under a Lead Financial Advisor. You'll learn to conduct financial analysis, prepare plans, and recommend investments to help clients reach goals.

You will develop expertise across planning areas while serving high-net-worth clients as a future advisor, collaborating with CFAs, CPAs, and JDs and growing with a dynamic team in Irvine, CA.

Qualifications

• Bachelor’s degree in a related field.
• Series 65 and CFP certification in progress or pursuit.
• Strong communication and math skills.
• Detail-oriented with ability to work in a fast-paced team.
• Proficient in Excel, Word, Outlook; CRM/trading software a plus.

Responsibilities

• Onboard and service clients, coordinating with CFAs, CPAs, and JDs.
• Prepare client meetings and update financial plans and reports.
• Support comprehensive financial planning across cash flow, investments, retirement, tax, and estate.
• Participate in cross-team meetings and handle administrative tasks.
• Pursue relevant certifications and maintain industry knowledge.

Skills

Client communication

Attention to detail

Independent researcher

Tech savviness

Team collaboration

On-camera presence

Adaptability

Education

Bachelor’s Degree

Series 65

CFP certification in progress

Tools

Microsoft Excel

Microsoft Word

Outlook

CRM software

Trading software

Custodian software

Job description

Empirical Wealth Management seeks an Associate Financial Advisor (AFA) to assist in coordinating comprehensive planning for clients under a Lead Financial Advisor. You'll learn to conduct financial analysis, prepare plans, and recommend investments to help clients reach goals.

You will develop expertise across planning areas while serving high-net-worth clients as a future advisor, collaborating with CFAs, CPAs, and JDs and growing with a dynamic team in Irvine, CA.