Associate Director, Risk & Compliance

InforCapital, partnership

New York (NY)

On-site

USD 140,000 - 190,000

Full time

14 days+

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Benefits offered by this job

Hybrid work model
Competitive compensation

Job summary

IFM Investors is seeking an Associate Director, Risk & Compliance for its New York office. You will support the compliance program across investment management operations, advising on regulatory requirements and best practices while collaborating on new product launches.

Ideal candidates bring experience in regulatory roles within asset management, strong analytical and communication abilities, and a proven capacity to manage stakeholder relationships in a hybrid work setting.

Qualifications

  • Experience in compliance or regulatory roles within investment management.
  • Knowledge of SEC registration requirements for investment advisers and broker-dealers.
  • Strong analytical, communication, and stakeholder management skills.

Responsibilities

  • Assist in managing IFMs compliance program with a focus on regulatory requirements, new product development, and strategic obligations.
  • Provide compliance advisory services to business units on rules, activities, and best practices.
  • Contribute to strategic projects including advisory work for new product launches.
  • Collaborate with stakeholders to monitor and track compliance and regulatory requirements for new products.
  • Manage regulatory reporting obligations and anti-money laundering, fraud risk, and conflicts of interest frameworks.

Skills

Regulatory compliance
Investment management
SEC knowledge
Analytical skills
Stakeholder management
Communication

Job description

Associate DirectorInfrastructureFull-timeLocationNew York, United StatesStay ahead of the marketGet instant notifications when new job openings matching "Infrastructure / Associate Director jobs in New York, United States" are published.## About This RoleIFM Investors is seeking an Associate Director, Risk & Compliance to join its New York office. IFM is a global asset manager founded and owned by pension funds, managing approximately AUD $266 billion across infrastructure equity and debt, private equity, private credit, real estate, and listed equities. The firm serves over 831 institutional investors worldwide from 16 offices across Australia, Europe, North America, and Asia.The RoleReporting to the Director of Risk & Compliance, the Associate Director will support the provision of regulatory compliance services for IFMs registered investment adviser and broker-dealer operations across all business units.Key ResponsibilitiesAssist in managing IFMs compliance program with a focus on regulatory requirements, new product development, and strategic obligations. Provide compliance advisory services to business units on rules, activities, and best practices. Contribute to strategic projects including advisory work for new product launches. Collaborate with stakeholders to monitor and track compliance and regulatory requirements for new products. Manage regulatory reporting obligations and anti-money laundering, fraud risk, and conflicts of interest frameworks.QualificationsCandidates should have prior experience in compliance or regulatory roles within investment management, with knowledge of SEC registration requirements for investment advisers and broker-dealers. Strong analytical, communication, and stakeholder management skills are required. IFM offers a competitive salary, generous leave, and a hybrid and flexible working approach.
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