Risk & Compliance Strategy Lead, Regulatory Advisory

IFM Investors Pty; New York (NY); Hybrid; USD 200,000 - 240,000; Full time

Benefits offered by this job

Comprehensive Medical, Dental, and Vision plans

401(k) program with company match

Flexible Savings Accounts (FSA)

Employee Assistance Program (EAP)

Job summary

IFM Investors Pty is hiring for a compliance role in New York, focusing on regulatory compliance and advisory. The ideal candidate should have over 10 years of compliance experience in financial services and a strong understanding of regulatory requirements. Responsibilities include managing compliance programs and providing advisory services. A competitive salary range of $200,000 to $240,000 is offered, along with comprehensive benefits and a hybrid work environment.

Qualifications

• 10+ years of compliance advisory experience required.
• Strong understanding of US and Canadian laws related to investment.
• Experience in regulatory filings including U4s and Forms ADV, PF.

Responsibilities

• Assist in managing IFM’s compliance program.
• Provide compliance advisory services to business units.
• Monitor regulatory changes impacting IFM Investors.

Skills

Compliance advisory

Regulatory knowledge

Investment management processes

Strong writing and presentation skills

Attention to detail

Education

Tertiary qualifications in law, finance, economics

Tools

Microsoft Office

Job description

IFM Investors Pty is hiring for a compliance role in New York, focusing on regulatory compliance and advisory. The ideal candidate should have over 10 years of compliance experience in financial services and a strong understanding of regulatory requirements. Responsibilities include managing compliance programs and providing advisory services. A competitive salary range of $200,000 to $240,000 is offered, along with comprehensive benefits and a hybrid work environment.