Asset Mgmt GRC Senior Associate – Advisory

Weaver; Houston, Dallas, New York (TX, TX, NY); On-site; USD 85,000 - 120,000; Full time

Benefits offered by this job

Health benefits

401(k) plan

Flexible time off

Sick leave

Job summary

Weaver's Asset Management team seeks an Experienced Senior Associate or Supervisor to join the Governance, Risk, and Compliance practice. You will work on internal audit, consulting, and compliance engagements for institutional investors and asset managers.

The role requires a bachelor's in accounting/finance, 3+ years in the field, knowledge of securities regulations, and strong communication skills. The firm offers comprehensive benefits, flexible STO, and professional growth opportunities in

Qualifications

• Bachelor’s degree in Accounting, Finance, Business Management or related field.
• 3+ years of investment or financial services audit, compliance or consulting experience
• Understanding of SEC/FINRA/CFTC regulations
• Excellent written and verbal communications skills

Responsibilities

• Plan, prepare and deliver client work to the manager independently
• Gain an understanding of client operations and risks
• Participate in and lead client meetings and discussions
• Understand and research securities laws and regulations and provide solutions to compliance, financial, or operational issues

Skills

Investment/financial services audit, ≈

Education

Bachelor’s degree in Accounting/Finance/Business Management

Job description

Weaver's Asset Management team seeks an Experienced Senior Associate or Supervisor to join the Governance, Risk, and Compliance practice. You will work on internal audit, consulting, and compliance engagements for institutional investors and asset managers.

The role requires a bachelor's in accounting/finance, 3+ years in the field, knowledge of securities regulations, and strong communication skills. The firm offers comprehensive benefits, flexible STO, and professional growth opportunities in