Asset Management Regulatory Compliance Associate

BCG Attorney Search; New York (NY); On-site; USD 120,000 - 180,000; Full time

Benefits offered by this job

Comprehensive health insurance

Retirement savings plan

Professional development opportunities

Job summary

BCG Attorney Search in New York, NY seeks an Asset Management Associate to join the Regulatory & Enforcement practice. The ideal candidate will have three to six years of experience advising investment advisers, including private fund advisers, on regulatory and compliance matters under federal securities laws.

This role focuses on advising investment advisers on regulatory compliance, providing guidance on federal securities laws, and supporting broker-dealer regulatory matters as needed.

Qualifications

• Three to six years of relevant experience
• Experience with federal securities laws
• Familiarity with investment adviser regulations
• Experience with broker-dealer compliance is beneficial

Responsibilities

• Advise investment advisers on regulatory and compliance matters
• Provide guidance on federal securities laws
• Assist with compliance for private fund advisers
• Support broker‑dealer regulatory matters as needed

Skills

Regulatory compliance

Investment advisers

Federal securities laws

Broker-dealer compliance

Education

Juris Doctor (JD)

Job description

BCG Attorney Search in New York, NY seeks an Asset Management Associate to join the Regulatory & Enforcement practice. The ideal candidate will have three to six years of experience advising investment advisers, including private fund advisers, on regulatory and compliance matters under federal securities laws.

This role focuses on advising investment advisers on regulatory compliance, providing guidance on federal securities laws, and supporting broker-dealer regulatory matters as needed.